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电子同意书:电子环境中消费者同意机制的设计与实施。

e-Consent: The design and implementation of consumer consent mechanisms in an electronic environment.

作者信息

Coiera Enrico, Clarke Roger

机构信息

The Centre for Health Informatics, The University of New South Wales, NSW, 2055, Australia.

出版信息

J Am Med Inform Assoc. 2004 Mar-Apr;11(2):129-40. doi: 10.1197/jamia.M1480. Epub 2003 Dec 7.

Abstract

The effective coordination of health care relies on communication of confidential information about consumers between different health and community care services. However, consumers must be able to give or withhold "e-Consent" to those who wish to access their electronic health information. There are several possible forms for e-Consent. In the general consent model, a patient provides blanket consent for access to his or her information by an organization for all future information requests. Conversely, general denial explicitly denies consent for information to be used in future circumstances, and in each new episode of care, a new consent would be needed to obtain information. In the general consent with specific denial model, a patient attaches specific exclusion conditions to his or her general approval to future accesses. In contrast, in the general denial with explicit consent model, a patient issues a blanket block on all future accesses but allows the inclusion of future use under specified conditions. There also are several alternative functions for an e-Consent system. Consent could be captured as a matter of legal record. E-Consent systems could be more active by prompting clinicians to indicate that they have noted consent conditions before they access a record. Finally, the record of patient consent could be fully active and used as a gatekeeper in a distributed information environment. There probably will need to be some form of data object that is associated with patient information. This e-Consent object (or e-Co) will contain the specific conditions under which the data to which it is attached can be retrieved. Given the complexity of clinical work and the substantial variation we can expect in an individual's desire to make his or her personal medical details available, it is unlikely a "one size fits all" approach to e-Consent will work. Consequently, with a well-chosen consent design, it should be possible to balance the specific need for privacy of some of the population against the desire by others to err on the side of clinical safety, and clinicians desire to minimize the burden that an electronic consent mechanism would impose.

摘要

医疗保健的有效协调依赖于不同医疗和社区护理服务机构之间就消费者的机密信息进行沟通。然而,消费者必须能够对希望获取其电子健康信息的人给予或拒绝“电子同意”。电子同意有几种可能的形式。在一般同意模式下,患者为某个组织获取其信息以满足所有未来信息请求提供全面同意。相反,一般拒绝则明确拒绝在未来情况下使用信息的同意,并且在每次新的护理过程中,都需要新的同意才能获取信息。在一般同意与特定拒绝模式下,患者在其对未来访问的一般批准中附加特定的排除条件。相比之下,在一般拒绝与明确同意模式下,患者对所有未来访问进行全面阻止,但允许在特定条件下包含未来使用。电子同意系统还有几种替代功能。同意可以作为法律记录进行获取。电子同意系统可以更主动地提示临床医生在访问记录之前表明他们已注意到同意条件。最后,患者同意记录可以完全发挥作用,并在分布式信息环境中用作守门人。可能需要某种与患者信息相关联的数据对象形式。这个电子同意对象(或e-Co)将包含其所附着的数据可被检索的具体条件。鉴于临床工作的复杂性以及我们预计个人在提供其个人医疗细节方面的意愿存在很大差异,“一刀切”的电子同意方法不太可能奏效。因此,通过精心选择同意设计,应该能够在一些人群对隐私的特定需求与其他人在临床安全方面宁愿犯错的愿望以及临床医生希望尽量减少电子同意机制所带来的负担之间取得平衡。

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