Cappelli Raffaele, Maio Dario, Maltoni Davide, Wayman James L, Jain Anil K
Biometric System Laboratory-DEIS, University of Bologna, via Sacchi 3, 47023 Cesena, Italy.
IEEE Trans Pattern Anal Mach Intell. 2006 Jan;28(1):3-18. doi: 10.1109/TPAMI.2006.20.
This paper is concerned with the performance evaluation of fingerprint verification systems. After an initial classification of biometric testing initiatives, we explore both the theoretical and practical issues related to performance evaluation by presenting the outcome of the recent Fingerprint Verification Competition (FVC2004). FVC2004 was organized by the authors of this work for the purpose of assessing the state-of-the-art in this challenging pattern recognition application and making available a new common benchmark for an unambiguous comparison of fingerprint-based biometric systems. FVC2004 is an independent, strongly supervised evaluation performed at the evaluators' site on evaluators' hardware. This allowed the test to be completely controlled and the computation times of different algorithms to be fairly compared. The experience and feedback received from previous, similar competitions (FVC2000 and FVC2002) allowed us to improve the organization and methodology of FVC2004 and to capture the attention of a significantly higher number of academic and commercial organizations (67 algorithms were submitted for FVC2004). A new, "Light" competition category was included to estimate the loss of matching performance caused by imposing computational constraints. This paper discusses data collection and testing protocols, and includes a detailed analysis of the results. We introduce a simple but effective method for comparing algorithms at the score level, allowing us to isolate difficult cases (images) and to study error correlations and algorithm "fusion." The huge amount of information obtained, including a structured classification of the submitted algorithms on the basis of their features, makes it possible to better understand how current fingerprint recognition systems work and to delineate useful research directions for the future.
本文关注指纹验证系统的性能评估。在对生物特征测试计划进行初步分类之后,我们通过展示最近的指纹验证竞赛(FVC2004)的结果,探讨了与性能评估相关的理论和实际问题。FVC2004由本文作者组织,目的是评估这一具有挑战性的模式识别应用的当前技术水平,并提供一个新的通用基准,以便对基于指纹的生物特征系统进行明确比较。FVC2004是在评估人员的场地使用评估人员的硬件进行的一项独立的、严格监督的评估。这使得测试能够得到完全控制,并且不同算法的计算时间能够得到公平比较。从之前类似竞赛(FVC2000和FVC2002)中获得的经验和反馈,使我们能够改进FVC2004的组织和方法,并吸引了数量显著更多的学术和商业组织(有67种算法提交参加FVC2004)。新增了一个“轻量级”竞赛类别,以估计施加计算限制所导致的匹配性能损失。本文讨论了数据收集和测试协议,并对结果进行了详细分析。我们引入了一种简单但有效的方法,用于在分数层面比较算法,使我们能够分离出困难案例(图像),并研究错误相关性和算法“融合”。所获得的大量信息,包括根据其特征对提交算法进行的结构化分类,使得我们能够更好地理解当前指纹识别系统的工作方式,并为未来勾勒出有用的研究方向。