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投稿贡献声明的结构如何影响作者身份的有效性:一项在综合性医学期刊上的随机研究。

How the structure of contribution disclosure statements affects validity of authorship: a randomized study in a general medical journal.

作者信息

Marusić Ana, Bates Tamara, Anić Ante, Marusić Matko

机构信息

Croatian Medical Journal, Zagreb University School of Medicine, Zagreb, Croatia.

出版信息

Curr Med Res Opin. 2006 Jun;22(6):1035-44. doi: 10.1185/030079906x104885.

Abstract

OBJECTIVE

Many biomedical journals have introduced disclosure of research contribution in journal articles as a way to limit irresponsible authorship. Over the years, journals have developed different contribution disclosure policies and procedures, but it is not known how these policies and procedures affect authorship. The aim of our study was to analyse possible causative relationships between the structure of the contribution disclosure form and the number of authors who do not meet authorship criteria in biomedicine set by the International Committee of Medical Journal Editors (ICMJE).

RESEARCH DESIGN AND METHODS

In a single-blind randomized trial, 1462 authors of 332 manuscripts submitted to a general medical journal answered one of three different contribution disclosure forms: (1) open-ended -- asking the respondents to describe in their own words their contributions in the submitted work; (2) categorical -- with 11 possible contribution choices and (3) instructional -- guiding through the ICMJE definition and instructing how many contributions are needed to satisfy individual criteria.

MAIN OUTCOME MEASURE

The number of authors not satisfying ICMJE authorship criteria.

RESULTS

The group answering the instructional form had significantly fewer authors whose reported contributions did not satisfy ICMJE criteria (18.7%) than the groups answering the categorical (62.8%) or open-ended (54.7%) form (chi2(2 ) = 210.833, p < 0.001). The group receiving instructional forms also had the fewest articles with honorary authors (32.5%) compared with those who responded in a categorical (68.7%) or open-ended (83.0%) form (chi2(2 ) = 63.378, p < 0.001). All authors who answered the open-ended form, regardless of their compliance with authorship criteria, reported significantly fewer contributions (median 3 [95% confidence interval = 3-3]) than authors responding to either the categorical (4 [4-4]; z score = -7.1899, p < 0.001) or instructional form (4 [4-5]; z score = -13.9760, p < 0.001). Honorary authors answering the instructional form reported more contributions than those answering either the categorical or open-ended form (z score = 2.7637, p = 0.0057 and z score = -3.3773, p < 0.001, respectively). Most honorary authors (39.9%) lacked only the third ICMJE criterion (final approval of the submitted manuscript).

CONCLUSIONS

The structure of the contribution disclosure form significantly influenced the number of contributions reported by authors of submitted manuscripts and their compliance with the ICMJE authorship criteria. Journal editors should be aware of the cognitive aspects of survey methodology when they construct for their authors self-reports about behaviour, such as contribution disclosure forms.

摘要

目的

许多生物医学期刊已在期刊文章中引入研究贡献披露,以此作为限制不当署名的一种方式。多年来,各期刊制定了不同的贡献披露政策和程序,但尚不清楚这些政策和程序如何影响署名情况。我们研究的目的是分析贡献披露表的结构与不符合国际医学期刊编辑委员会(ICMJE)制定的生物医学作者资格标准的作者数量之间可能存在的因果关系。

研究设计与方法

在一项单盲随机试验中,向一家综合医学期刊提交332篇稿件的1462位作者回答三种不同的贡献披露表中的一种:(1)开放式——要求受访者用自己的话描述他们在提交作品中的贡献;(2)分类式——有11种可能的贡献选择;(3)指导性——依据ICMJE的定义进行引导,并说明满足个人标准需要多少项贡献。

主要观察指标

不符合ICMJE作者资格标准的作者数量。

结果

回答指导性表格的组中,报告的贡献不符合ICMJE标准的作者数量(18.7%)显著少于回答分类式(62.8%)或开放式(54.7%)表格的组(χ2(2)=210.833,p<0.001)。与回答分类式(68.7%)或开放式(83.0%)表格的作者相比,收到指导性表格的组中荣誉作者的文章数量也最少(32.5%)(χ2(2)=63.378,p<0.001)。所有回答开放式表格的作者,无论其是否符合作者资格标准,报告的贡献显著少于回答分类式(4[4-4];z分数=-7.1899,p<0.001)或指导性表格(4[4-5];z分数=-13.9760,p<0.001)的作者。回答指导性表格的荣誉作者报告的贡献多于回答分类式或开放式表格的荣誉作者(z分数分别为2.7637,p=0.0057和z分数=-3.3773,p<0.001)。大多数荣誉作者(39.9%)仅缺少ICMJE的第三条标准(对提交稿件最终批准)。

结论

贡献披露表的结构显著影响提交稿件作者报告的贡献数量及其对ICMJE作者资格标准的遵守情况。期刊编辑在为作者构建关于行为的自我报告(如贡献披露表)时,应意识到调查方法的认知方面。

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