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[通过生物识别和基因方法进行个人身份识别]

[Personal identification with biometric and genetic methods].

作者信息

Cabanis Emmanuel-Alain, Le Gall Jean-Yves, Ardaillou Raymond

出版信息

Bull Acad Natl Med. 2007 Nov;191(8):1779-82.

Abstract

The need for personal identification is growing in many avenues of society. To "identify" a person is to establish a link between his or her observed characteristics and those previously stored in a database. To "authenticate" is to decide whether or not someone is the person he or she claims to be. These two objectives can now be achieved by analysing biometric data and genetic prints. All biometric techniques proceed in several stages: acquisition of an image or physical parameters, encoding them with a mathematical model, comparing the results of this model with those contained in the database, and calculating the error risk. These techniques must be usable worldwide and must examine specific and permanent personal data. The most widely used are facial recognition, digital prints (flexion folds and dermatoglyphs, that offer the advantage of leaving marks), and the surface and texture of the iris. Other biometric techniques analyse behaviours such as walking, signing, typing, or speaking. Implanted radio-transmitters are another means of identification. All these systems are evaluated on the basis of the same parameters, namely the false rejection rate, the false acceptance rate, and the failure-to-enrol rate. The uses of biometrics are increasing and diversifying, and now include national and international identification systems, control of access to protected sites, criminal and victim identification, and transaction security. Genetic methods can identify individuals almost infallibly, based on short tandem repeats of 2-5 nucleotides, or microsatellites. The most recent kits analyze 11-16 independent autosomal markers. Mitochondrial DNA and Y chromosome DNA can also be analyzed. These genetic tests are currently used to identify suspected criminals or their victims from biological samples, and to establish paternity. Personal identification raises many ethical questions, however, such as when to create and how to use a database while preserving personal freedom? How to control access to genetic data? Do genetic polymorphisms delineate different human races? To what extent should different databases be interconnected? and What limits should be placed on individual files available on the web and on radiofrequency identification by implanted chips? A balance must be struck between the need to ensure the security of persons and transactions and the need to protect individual freedom and privacy.

摘要

在社会的许多领域,个人身份识别的需求日益增长。“识别”一个人就是要在其观察到的特征与先前存储在数据库中的特征之间建立联系。“认证”则是要确定某人是否就是他或她所声称的那个人。现在,通过分析生物特征数据和基因指纹可以实现这两个目标。所有生物识别技术都要经过几个阶段:获取图像或身体参数,用数学模型对其进行编码,将该模型的结果与数据库中包含的结果进行比较,并计算错误风险。这些技术必须在全球范围内都能使用,并且必须检查特定的、永久性的个人数据。使用最广泛的是面部识别、数字指纹(褶皱和皮纹,具有留下痕迹的优势)以及虹膜的表面和纹理。其他生物识别技术则分析诸如行走、签名、打字或说话等行为。植入式无线电发射器是另一种识别方式。所有这些系统都是根据相同的参数进行评估的,即错误拒绝率、错误接受率和未注册率。生物识别技术的应用正在不断增加且日益多样化,现在包括国家和国际身份识别系统、受保护场所的访问控制、罪犯和受害者识别以及交易安全。基于2至5个核苷酸的短串联重复序列或微卫星,基因方法几乎可以绝对无误地识别个体。最新的试剂盒可分析11至16个独立的常染色体标记。线粒体DNA和Y染色体DNA也可以进行分析。目前,这些基因检测用于从生物样本中识别犯罪嫌疑人或其受害者,并确定亲子关系。然而,个人身份识别引发了许多伦理问题,例如何时创建以及如何使用数据库同时又能保护个人自由?如何控制对基因数据的访问?基因多态性是否划分了不同的人类种族?不同的数据库应该在多大程度上相互连接?以及对于网络上可用的个人档案和植入芯片的射频识别应该设置哪些限制?必须在确保人员和交易安全的需求与保护个人自由和隐私的需求之间找到平衡。

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