Jemiai Yannis, Rotnitzky Andrea, Shepherd Bryan E, Gilbert Peter B
Cytel Inc., Cambridge, USA.
J R Stat Soc Series B Stat Methodol. 2007 Nov 1;69(5):879-901. doi: 10.1111/j.1467-9868.2007.00615.x.
We consider estimation, from a double-blind randomized trial, of treatment effect within levels of base-line covariates on an outcome that is measured after a post-treatment event E has occurred in the subpopulation 𝒫(E,E) that would experience event E regardless of treatment. Specifically, we consider estimation of the parameters γ indexing models for the outcome mean conditional on treatment and base-line covariates in the subpopulation 𝒫(E,E). Such parameters are not identified from randomized trial data but become identified if additionally it is assumed that the subpopulation 𝒫(Ē,E) of subjects that would experience event E under the second treatment but not under the first is empty and a parametric model for the conditional probability that a subject experiences event E if assigned to the first treatment given that the subject would experience the event if assigned to the second treatment, his or her outcome under the second treatment and his or her pretreatment covariates. We develop a class of estimating equations whose solutions comprise, up to asymptotic equivalence, all consistent and asymptotically normal estimators of γ under these two assumptions. In addition, we derive a locally semiparametric efficient estimator of γ. We apply our methods to estimate the effect on mean viral load of vaccine versus placebo after infection with human immunodeficiency virus (the event E) in a placebo-controlled randomized acquired immune deficiency syndrome vaccine tri.
我们考虑从一项双盲随机试验中,估计在基线协变量水平上,对于在亚组𝒫(E, E)中发生治疗后事件E后所测量的结局的治疗效果。具体而言,该亚组中的个体无论接受何种治疗都会经历事件E。我们考虑估计参数γ,γ用于索引亚组𝒫(E, E)中基于治疗和基线协变量的结局均值模型。这类参数无法从随机试验数据中识别出来,但如果另外假设在第二种治疗下会经历事件E而在第一种治疗下不会经历事件E的受试者亚组𝒫(Ē, E)为空集,并且假设存在一个参数模型,用于描述在受试者被分配到第二种治疗时会经历该事件的条件下,若将其分配到第一种治疗,该受试者经历事件E的条件概率、其在第二种治疗下的结局以及其治疗前协变量,那么这些参数就可以被识别出来。我们开发了一类估计方程,在这两个假设下,其解在渐近等价意义上包含γ的所有一致且渐近正态的估计量。此外,我们还推导了γ的局部半参数有效估计量。我们将我们的方法应用于在一项安慰剂对照的随机获得性免疫缺陷综合征疫苗试验中,估计感染人类免疫缺陷病毒(事件E)后疫苗与安慰剂对平均病毒载量的影响。