Dang Yan, Zhang Yulei, Fan Li, Chen Hsinchun, Roco Mihail C
J Nanopart Res. 2010 Mar;12(3):687-706. doi: 10.1007/s11051-009-9831-7. Epub 2009 Dec 29.
Nanotechnology patent applications published during 1991-2008 have been examined using the "title-abstract" keyword search on esp@cenet "worldwide" database. The longitudinal evolution of the number of patent applications, their topics, and their respective patent families have been evaluated for 15 national patent offices covering 98% of the total global activity. The patent offices of the United States (USA), People's Republic of China (PRC), Japan, and South Korea have published the largest number of nanotechnology patent applications, and experienced significant but different growth rates after 2000. In most repositories, the largest numbers of nanotechnology patent applications originated from their own countries/regions, indicating a significant "home advantage." The top applicant institutions are from different sectors in different countries (e.g., from industry in the US and Canada patent offices, and from academe or government agencies at the PRC office). As compared to 2000, the year before the establishment of the US National Nanotechnology Initiative (NNI), numerous new invention topics appeared in 2008, in all 15 patent repositories. This is more pronounced in the USA and PRC. Patent families have increased among the 15 patent offices, particularly after 2005. Overlapping patent applications increased from none in 1991 to about 4% in 2000 and to about 27% in 2008. The largest share of equivalent nanotechnology patent applications (1,258) between two repositories was identified between the US and Japan patent offices.
我们使用esp@cenet“全球”数据库中的“标题-摘要”关键词搜索功能,对1991年至2008年期间公布的纳米技术专利申请进行了审查。我们评估了15个国家专利局的专利申请数量、主题及其各自专利家族的纵向演变情况,这些专利局涵盖了全球98%的总活动量。美国、中国、日本和韩国的专利局公布的纳米技术专利申请数量最多,并且在2000年之后经历了显著但不同的增长率。在大多数专利库中,纳米技术专利申请数量最多的来自其本国/地区,这表明存在显著的“本土优势”。顶尖的申请机构在不同国家来自不同部门(例如,在美国和加拿大专利局来自工业界,在中国专利局来自学术界或政府机构)。与美国国家纳米技术计划(NNI)成立前的2000年相比,2008年在所有15个专利库中出现了许多新的发明主题。在美国和中国,这种情况更为明显。15个专利局之间的专利家族数量有所增加,特别是在2005年之后。重叠的专利申请从1991年的零增加到2000年的约4%,再到2008年的约27%。在美国和日本专利局之间发现了两个专利库之间等效纳米技术专利申请的最大份额(1258件)。