Wong C M, Vichit-Vadakan N, Vajanapoom N, Ostro B, Thach T Q, Chau P Y K, Chan E K P, Chung R Y N, Ou C Q, Yang L, Peiris J S M, Thomas G N, Lam T H, Wong T W, Hedley A J, Kan H, Chen B, Zhao N, London S J, Song G, Chen G, Zhang Y, Jiang L, Qian Z, He Q, Lin H M, Kong L, Zhou D, Liang S, Zhu Z, Liao D, Liu W, Bentley C M, Dan J, Wang B, Yang N, Xu S, Gong J, Wei H, Sun H, Qin Z
Department of Community Medicine, The University of Hong Kong, 5/F William MW Mong Block, Li Ka Shing Faculty of Medicine Building, 21 Sassoon Road, Hong Kong.
Res Rep Health Eff Inst. 2010 Nov(154):377-418.
In recent years, Asia has experienced rapid economic growth and a deteriorating environment caused by the increasing use of fossil fuels. Although the deleterious effects of air pollution from fossil-fuel combustion have been demonstrated in many Western nations, few comparable studies have been conducted in Asia. Time-series studies of daily mortality in Asian cities can contribute important new information to the existing body of knowledge about air pollution and health. Not only can these studies verify important health effects of air pollution in local regions in Asia, they can also help determine the relevance of existing air pollution studies to mortality and morbidity for policymaking and environmental controls. In addition, the studies can help identify factors that might modify associations between air pollution and health effects in various populations and environmental conditions. Collaborative multicity studies in Asia-especially when designed, conducted, and analyzed using a common protocol-will provide more robust air pollution effect estimates for the region as well as relevant, supportable estimates of local adverse health effects needed by environmental and public-health policymakers.
The Public Health and Air Pollution in Asia (PAPA*) project, sponsored by the Health Effects Institute, consisted of four studies designed to assess the effects of air pollution on mortality in four large Asian cities, namely Bangkok, in Thailand, and Hong Kong, Shanghai, and Wuhan, in China. In the PAPA project, a Common Protocol was developed based on methods developed and tested in NMMAPS, APHEA, and time-series studies in the literature to help ensure that the four studies could be compared with each other and with previous studies by following an established protocol. The Common Protocol (found at the end of this volume) is a set of prescriptive instructions developed for the studies and used by the investigators in each city. It is flexible enough to allow for adjustments in methods to optimize the fit of health-effects models to each city's data set. It provides the basis for generating reproducible results in each city and for meta-estimates from combined data. By establishing a common methodology, factors that might influence the differences in results from previous studies can more easily be explored. Administrative support was provided to ensure that the highest quality data were used in the analysis. It is anticipated that the PAPA results will contribute to the international scientific discussion of how to conduct and interpret time-series studies of air pollution and will stimulate the development of high-quality routine systems for recording daily deaths and hospital admissions for time-series analysis.
Mortality data were retrieved from routine databases with underlying causes of death coded using the World Health Organization (WHO) International Classification of Diseases, 9th revision or 10th revision (ICD-9, ICD-10). Air quality measurements included nitrogen dioxide (NO2), sulfur dioxide (SO2), particulate matter with aerodynamic diameter < or = 10 microm (PM10), and ozone (O3) and were obtained from several fixed-site air monitoring stations that were located throughout the metropolitan areas of the four cities and that met the standards of procedures for quality assurance and quality control carried out by local government units in each city. Using the Common Protocol, an optimized core model was established for each city to assess the effects of each of the four air pollutants on daily mortality using generalized linear modeling with adjustments for time trend, seasonality, and other time-varying covariates by means of a natural-spline smoothing function. The models were adjusted to suit local situations by correcting for influenza activity, autocorrelation, and special weather conditions. Researchers in Hong Kong, for example, used influenza activity based on frequency of respiratory mortality; researchers in Hong Kong and Shanghai used autoregressive terms for daily outcomes at lag days; and researchers in Wuhan used additional smoothing for periods with extreme weather conditions.
For mortality due to all natural (nonaccidental) causes at all ages, the effects of air pollutants per 10-microg/m3 increase in concentration was found to be higher in Bangkok than in the three Chinese cities, with the exception of the effect of NO2 in Wuhan. The magnitude of the effects for cardiovascular and respiratory mortality were generally higher than for all natural mortality at all ages. In addition, the effects associated with PM10 and O3 in all natural, cardiovascular; and respiratory mortality were found to be higher in Bangkok than in the three Chinese cities. The explanation for these three findings might be related to consistently higher daily mean temperatures in Bangkok, variations in average time spent outdoors by the susceptible populations, and the fact that less air conditioning is available and used in Bangkok than in the other cities. However, when pollutant concentrations were incorporated into the excess risk estimates through the use of interquartile range (IQR), the excess risk was more comparable across the four cities. We found that the increases in effects among older age groups were greater in Bangkok than in the other three cities. After excluding data on extremely high concentrations of PM10 in Bangkok, the effect estimate associated with PM10 concentrations decreased in Bangkok (suggesting a convex relationship between risk and PM10, where risk levels off at high concentrations) instead of increasing, as it did in the other cities. This leveling off of effect estimates at high concentrations might be related to differences in vulnerability and exposure of the population to air pollution as well as to the sources of the air pollutant. IMPLICATIONS OF THE STUDY: The PAPA project is the first coordinated Asian multicity air pollution study ever published; this signifies the beginning of an era of cooperation and collaboration in Asia, with the development of a common protocol for coordination, data management, and analysis. The results of the study demonstrated that air pollution in Asia is a significant public health burden, especially given the high concentrations of pollutants and high-density populations in major cities. When compared with the effect estimates reported in the research literature of North America and Western Europe, the study's effect estimates for PM10 were generally similar and the effect estimates for gaseous pollutants were relatively higher. In Bangkok, however, a tropical city where total exposures to outdoor pollution might be higher than in most other cities, the observed effects were greater than those reported in the previous (i.e., Western) studies. In general, the results suggested that, even though social and environmental conditions across Asia might vary, it is still generally appropriate to apply to Asia the effect estimates for other health outcomes from previous studies in the West. The results also strongly support the adoption of the global air quality guidelines recently announced by WHO.
近年来,亚洲经济快速增长,但因化石燃料使用增加导致环境恶化。尽管化石燃料燃烧造成的空气污染的有害影响在许多西方国家已得到证实,但在亚洲进行的类似研究却很少。对亚洲城市每日死亡率的时间序列研究可为现有的关于空气污染与健康的知识体系提供重要的新信息。这些研究不仅可以验证亚洲当地地区空气污染对健康的重要影响,还可以帮助确定现有空气污染研究与死亡率和发病率之间的相关性,以用于政策制定和环境控制。此外,这些研究有助于识别在不同人群和环境条件下可能改变空气污染与健康影响之间关联的因素。在亚洲开展的多城市合作研究——尤其是当使用共同方案进行设计、实施和分析时——将为该地区提供更可靠的空气污染影响估计,以及环境和公共卫生政策制定者所需的关于当地不良健康影响的相关、可支持的估计。
由健康影响研究所赞助的“亚洲公共卫生与空气污染”(PAPA*)项目包括四项研究,旨在评估空气污染对亚洲四个大城市死亡率的影响,这四个城市分别是泰国的曼谷以及中国的香港、上海和武汉。在PAPA项目中,基于在NMMAPS、APHEA以及文献中的时间序列研究中开发和测试的方法,制定了一个共同方案,以帮助确保这四项研究能够按照既定方案相互比较,并与以前的研究进行比较。共同方案(见本卷末尾)是为这些研究制定的一组规范性指导说明,供每个城市的研究人员使用。它足够灵活,允许对方法进行调整,以优化健康影响模型与每个城市数据集的拟合度。它为在每个城市生成可重复的结果以及从合并数据进行元估计提供了基础。通过建立共同的方法,可以更轻松地探索可能影响以前研究结果差异的因素。提供了行政支持,以确保在分析中使用最高质量的数据。预计PAPA的结果将有助于就如何开展和解释空气污染的时间序列研究进行国际科学讨论,并将促进开发用于记录每日死亡和住院情况以进行时间序列分析的高质量常规系统。
从常规数据库中检索死亡率数据,其潜在死因使用世界卫生组织(WHO)《国际疾病分类》第9版或第10版(ICD - 9、ICD - 10)进行编码。空气质量测量包括二氧化氮(NO₂)、二氧化硫(SO₂)、空气动力学直径小于或等于10微米的颗粒物(PM₁₀)和臭氧(O₃),这些数据来自位于四个城市大都市区的多个固定站点空气监测站,这些监测站符合每个城市地方政府单位开展的质量保证和质量控制程序标准。使用共同方案,为每个城市建立了一个优化的核心模型,通过广义线性模型评估四种空气污染物中的每一种对每日死亡率的影响,并通过自然样条平滑函数对时间趋势、季节性和其他随时间变化的协变量进行调整。通过校正流感活动、自相关和特殊天气条件,对模型进行调整以适应当地情况。例如,香港的研究人员根据呼吸道死亡率频率来确定流感活动;香港和上海的研究人员对滞后天数的每日结果使用自回归项;武汉的研究人员对极端天气条件时期使用额外的平滑处理。
对于所有年龄段因所有自然(非意外)原因导致的死亡率,发现每立方米空气中污染物浓度每增加10微克/立方米,曼谷的影响高于中国的三个城市,但武汉的二氧化氮影响除外。在所有年龄段,心血管和呼吸道死亡率的影响程度通常高于所有自然原因导致的死亡率。此外,在所有自然、心血管和呼吸道死亡率方面,与PM₁₀和O₃相关的影响在曼谷高于中国的三个城市。这三个发现的解释可能与曼谷持续较高的日平均温度、易感人群在户外平均停留时间的差异以及曼谷与其他城市相比空调设备使用较少有关。然而,当通过四分位间距(IQR)将污染物浓度纳入超额风险估计时,四个城市的超额风险更具可比性。我们发现,曼谷老年人群体中影响的增加幅度大于其他三个城市。在排除曼谷极高浓度PM₁₀的数据后,曼谷与PM₁₀浓度相关的影响估计值下降(表明风险与PM₁₀之间存在凸性关系,即高浓度时风险趋于平稳),而不是像其他城市那样增加。高浓度时影响估计值的这种平稳可能与人群对空气污染的易感性和暴露程度差异以及空气污染物的来源有关。
PAPA项目是亚洲首个发表的协调多城市空气污染研究;这标志着亚洲合作与协作时代的开始,制定了用于协调、数据管理和分析共同方案。研究结果表明,亚洲的空气污染是一项重大的公共卫生负担,特别是考虑到主要城市中污染物浓度高和人口密度大。与北美和西欧研究文献中报告的影响估计值相比,该研究对PM₁₀的影响估计值总体相似,对气态污染物的影响估计值相对较高。然而,在曼谷这个热带城市,户外污染的总暴露量可能高于大多数其他城市,观察到的影响大于以前(即西方)研究报告的影响。总体而言,结果表明,尽管亚洲各地的社会和环境条件可能不同,但将西方以前研究中对其他健康结果的影响估计值应用于亚洲仍然总体上是合适的。结果还强烈支持采用世界卫生组织最近宣布的全球空气质量指南。