Shanghai Municipal Health Bureau, Shanghai, China.
Int J Health Plann Manage. 2011 Oct-Dec;26(4):379-435. doi: 10.1002/hpm.1117.
The traditional three-stratum healthcare system, within which municipal, district and community hospitals all paid great attention to improving medical treatment service by developing medical technology, is no longer able to meet the current health needs in Shanghai. In 1997, the Chinese government called for the development of community health services to serve as a basic platform to provide public health service and basic medical cure. However, because the market-oriented economic reform was based on a fee-for-service mechanism (without a strict monitoring system), most community health centers (CHCs) still put great effort into developing medical services geared to profit, rather than to provide proper medical service for all and a "quality" public health service. To try to solve the problem, some government-controlled payment (GCP) system has been implemented in CHCs gradually in districts of Shanghai. The study intended to evaluate the impact of GCP solutions already implemented, as well as the impact of the standardized GCP system with supplementary solutions, in enabling CHCs to focus on providing quality public health services and appropriate medical treatment, rather than focusing on profit and loss, in order to meet the health needs aroused by major socioeconomic transition in Shanghai.
In order to make a systematic assessment, a standardized form of GCP was piloted for 6 months in Changning, Zhabei, and Songjiang districts, representing rich urban, poor urban and rich rural districts, respectively. We employed an evaluation index system with 26 indicators, based on a systematic review of literature and two rounds of Delphi consultation. The evaluation index system investigates four main themes of the reform: the government's role, the reform measures, the performance of CHC services and satisfaction with CHC services. We conducted an evaluation of the impact of both various types of GCP implemented in recent years and the standardized GCP system used during the more recent pilot project conducted across districts with different socioeconomic profiles. Cross-sectional comparisons between the pilot districts and control districts with similar socioeconomic context were also carried out to observe further the impact of the GCP system.
Various GCP systems were implemented in 2006 in Changning and Songjiang district and in 2007 in Zhabei district. These GCP systems were standardized in April 2009 and piloted for 6 months on this new basis in these three districts (Changning, Songjiang and Zhabei). The overall "outcome" scores based on an evaluation index applied to Changning, Zhabei, and Songjiang districts have been generally improving from 2004 to 2009. The improvements in outcome were significant after the districts had implemented various GCP solutions and increased further, albeit to a lesser extent, in the three pilot districts from April 2009 to September 2009, when the GCP systems were standardized by the implementation of some supplementary solutions. Cross-sectional comparisons between the pilot districts and control districts also indicated that CHC performance was consistently better in the pilot districts after the pilot period than in that of some other "control" districts.
Although there have been other policies interacting with the impact of GCP, GCP reforms implemented in the pilot districts at different times (as well as the later, standardized GCP system) have been effective in enabling CHCs to focus on providing quality public health services and appropriate medical treatment, rather than concentrating upon profit and loss. The impact of the standardized GCP system was further confirmed by cross-sectional comparisons of some broad indicators, in terms of medical cost, quality of medical service, and coverage of public health service, between the pilot districts and control districts. However, uncertainties exit when looking at individual indicators. Some indicators (see pp. 11-13 and Table 5), such as the service contracting rate with CHCs and the proportion of residents with health records set up, were not sufficient to allow for reasonable estimation of the impact of the GCP. In part this was due to inconsistent data collections. Some indicators, on the other hand, such as the standard management rate of residents with hypertension, were usually affected by the changing government's role over the period. Meanwhile, variations among the three pilot districts with different socioeconomic profiles were observed by several individual indicators within the evaluation index. Further research is needed to investigate the impact of other solutions--such as user fee removal and "zero margin profit" of medicine in CHCs--in order to coordinate other policies with the GCP to improve CHCs more effectively. Longer term observation of impact of the standardized GCP system, as well as other influencing factors in Shanghai based on quality data collected on a standard basis, may help improve policy. Moreover, variations in residents' expectations of barriers in access to CHC services and in healthcare-seeking behavior need to be taken into consideration when designing GCP systems for areas with different socioeconomic profiles in order to meet the different health needs which are a consequence of the major socioeconomic changes in Shanghai (and China in general, it could be agreed).
传统的三级医疗体系中,市级、区级和社区医院都非常注重通过发展医疗技术来提高医疗服务水平,但这种模式已经不能满足当前上海的健康需求。1997 年,中国政府呼吁发展社区卫生服务,将其作为提供公共卫生服务和基本医疗保健的基本平台。然而,由于市场导向的经济改革基于按服务收费的机制(没有严格的监控系统),大多数社区卫生服务中心(CHC)仍然致力于发展以盈利为导向的医疗服务,而不是为所有患者提供适当的医疗服务和“优质”的公共卫生服务。为了解决这个问题,上海部分地区已经逐步实施了一些政府控制的支付(GCP)系统。本研究旨在评估已经实施的 GCP 解决方案的影响,以及标准化 GCP 系统与补充解决方案相结合的影响,以便 CHC 能够专注于提供优质的公共卫生服务和适当的医疗服务,而不是专注于盈亏,以满足上海重大社会经济转型引起的健康需求。
为了进行系统评估,在长宁、闸北和松江三个区分别进行了为期 6 个月的标准化 GCP 试点。我们采用了一个基于文献系统评价和两轮德尔菲咨询的 26 项指标的评估指标体系。评估指标体系调查了改革的四个主要主题:政府的作用、改革措施、CHC 服务绩效和 CHC 服务满意度。我们评估了近年来实施的各种 GCP 类型以及在具有不同社会经济背景的地区进行的更近期试点项目中使用的标准化 GCP 系统的影响。我们还进行了试点地区与具有类似社会经济背景的对照地区之间的横断面比较,以进一步观察 GCP 系统的影响。
2006 年长宁和松江以及 2007 年闸北三个区分别实施了各种 GCP 系统。这些 GCP 系统于 2009 年 4 月标准化,并在这三个区(长宁、松江和闸北)进行了为期 6 个月的试点。应用评估指标得出的基于长宁、闸北和松江的整体“结果”得分从 2004 年到 2009 年总体上有所提高。在这些地区实施了各种 GCP 解决方案后,得分有所提高,而在 2009 年 4 月实施了一些补充解决方案后,标准化 GCP 系统的试点地区的得分进一步提高,尽管幅度较小。试点地区与对照地区的横断面比较也表明,试点期间试点地区的 CHC 绩效一直优于其他一些“对照”地区。
尽管还有其他政策与 GCP 的影响相互作用,但在不同时间实施的试点地区的 GCP 改革(以及后来的标准化 GCP 系统)已经有效地使 CHC 能够专注于提供优质的公共卫生服务和适当的医疗服务,而不是专注于盈亏。通过试点地区与对照地区之间一些广泛指标的横断面比较,进一步证实了标准化 GCP 系统的影响,这些指标包括医疗费用、医疗服务质量和公共卫生服务覆盖范围。然而,当观察个别指标时,存在不确定性。一些指标(见第 11-13 页和表 5),如与 CHC 的服务承包率和建立健康记录的居民比例,不足以合理估计 GCP 的影响。部分原因是数据收集不一致。另一方面,一些指标,如高血压患者的标准管理率,通常受到政府角色在该时期变化的影响。同时,在评估指标内,三个具有不同社会经济特征的试点地区之间观察到了一些个别指标的差异。需要进一步研究其他解决方案(如 CHC 中医疗费用的去除和药品的“零利润”)的影响,以协调 GCP 与其他政策,更有效地改善 CHC。通过基于标准收集的质量数据,对标准化 GCP 系统的影响以及上海的其他影响因素进行更长期的观察,可能有助于改进政策。此外,还需要考虑居民对 CHC 服务获取障碍和医疗保健寻求行为的期望差异,以便为具有不同社会经济特征的地区设计 GCP 系统,以满足上海(以及中国)重大社会经济转型带来的不同健康需求。