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评估中低收入国家的卫生系统强化干预措施:我们提出的问题恰当吗?

Evaluating health systems strengthening interventions in low-income and middle-income countries: are we asking the right questions?

机构信息

Alliance for Health Policy and Systems Research, World Health Organization, 1211 Geneva 27, Switzerland.

出版信息

Health Policy Plan. 2012 Oct;27 Suppl 4:iv9-19. doi: 10.1093/heapol/czs086.

Abstract

In recent years, there have been several calls for rigorous health policy and systems research to inform efforts to strengthen health systems (HS) in low- and middle-income countries (LMICs), including the use of systems thinking concepts in designing and evaluating HS strengthening interventions. The objectives of this paper are to assess recent evaluations of HS strengthening interventions to examine the extent to which they ask a broader set of questions, and provide an appropriately comprehensive assessment of the effects of these interventions across the health system. A review of evaluations conducted in 2009-10 was performed to answer these questions. Out of 106 evaluations, less than half (43%) asked broad research questions to allow for a comprehensive assessment of the intervention's effects across multiple HS building blocks. Only half of the evaluations referred to a conceptual framework to guide their impact assessment. Overall, 24% and 9% conducted process and context evaluations, respectively, to answer the question of whether the intervention worked as intended, and if so, for whom, and under what circumstances. Almost half of the evaluations considered HS impact on one building block, while most interventions were complex targeting two or more building blocks. None incorporated evaluation designs that took into account the characteristics of complex adaptive systems such as non-linearity of effects or interactions between the HS building blocks. While we do not argue that all evaluations should be comprehensive, there is a need for more comprehensive evaluations of the wider range of the intervention's effects, when appropriate. Our findings suggest that the full range of barriers to more comprehensive evaluations need to be examined and, where appropriate, addressed. Possible barriers may include limited capacity, lack of funding, inadequate time frames, lack of demand from both researchers and research funders, or difficulties in undertaking this type of evaluation.

摘要

近年来,人们多次呼吁进行严格的卫生政策和系统研究,为加强中低收入国家(LMICs)卫生系统的努力提供信息,包括在设计和评估卫生系统强化干预措施时使用系统思维概念。本文的目的是评估最近对卫生系统强化干预措施的评估,以考察它们在多大程度上提出了更广泛的问题,并对这些干预措施在整个卫生系统中的影响进行了适当全面的评估。为了回答这些问题,对 2009-10 年进行的评估进行了审查。在 106 项评估中,不到一半(43%)提出了广泛的研究问题,以便对干预措施对多个卫生系统组成部分的影响进行全面评估。只有一半的评估提到了一个概念框架来指导其影响评估。总体而言,分别有 24%和 9%进行了过程和背景评估,以回答干预措施是否按预期运作,以及如果是,针对谁以及在什么情况下运作的问题。几乎一半的评估考虑了卫生系统对一个组成部分的影响,而大多数干预措施针对两个或更多组成部分,非常复杂。没有一项评估纳入了考虑复杂自适应系统特征的评估设计,例如效果的非线性或卫生系统组成部分之间的相互作用。虽然我们并不是说所有评估都应该全面,但需要更全面地评估干预措施更广泛的效果,在适当的情况下。我们的研究结果表明,需要研究和解决更全面评估的所有障碍,包括能力有限、缺乏资金、时间框架不足、研究人员和研究资助者都缺乏需求,或进行这种类型的评估存在困难。

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