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《世界医学协会赫尔辛基宣言:涉及人类受试者的医学研究伦理原则》

World Medical Association Declaration of Helsinki: ethical principles for medical research involving human subjects.

出版信息

J Am Coll Dent. 2014 Summer;81(3):14-8.

Abstract

Published research in English-language journals are increasingly required to carry a statement that the study has been approved and monitored by an Institutional Review Board in conformance with 45 CFR 46 standards if the study was conducted in the United States. Alternative language attesting conformity with the Helsinki Declaration is often included when the research was conducted in Europe or elsewhere. The Helsinki Declaration was created by the World Medical Association in 1964 (ten years before the Belmont Report) and has been amended several times. The Helsinki Declaration differs from its American version in several respects, the most significant of which is that it was developed by and for physicians. The term "patient" appears in many places where we would expect to see "subject." It is stated in several places that physicians must either conduct or have supervisory control of the research. The dual role of the physician-researcher is acknowledged, but it is made clear that the role of healer takes precedence over that of scientist. In the United States, the federal government developed and enforces regulations on researcher; in the rest of the world, the profession, or a significant part of it, took the initiative in defining and promoting good research practice, and governments in many countries have worked to harmonize their standards along these lines. The Helsinki Declaration is based less on key philosophical principles and more on prescriptive statements. Although there is significant overlap between the Belmont and the Helsinki guidelines, the latter extends much further into research design and publication. Elements in a research protocol, use of placebos, and obligation to enroll trials in public registries (to ensure that negative findings are not buried), and requirements to share findings with the research and professional communities are included in the Helsinki Declaration. As a practical matter, these are often part of the work of American IRBs, but not always as a formal requirement. Reflecting the socialist nature of many European counties, there is a requirement that provision be made for patients to be made whole regardless of the outcomes of the trial or if they happened to have been randomized to a control group that did not enjoy the benefits of a successful experimental intervention.

摘要

对于发表在英文期刊上的研究,如果研究是在美国进行的,越来越要求附带一份声明,表明该研究已按照45 CFR 46标准得到机构审查委员会的批准和监督。如果研究是在欧洲或其他地方进行的,则通常会包含证明符合《赫尔辛基宣言》的其他表述。《赫尔辛基宣言》由世界医学协会于1964年制定(比《贝尔蒙报告》早十年),并经过多次修订。《赫尔辛基宣言》在几个方面与美国版本不同,其中最显著的是它是由医生制定并为医生制定的。在许多我们预期会看到“受试者”的地方出现了“患者”一词。在几个地方都规定医生必须进行研究或对研究有监督控制权。医生 - 研究者的双重角色得到认可,但明确指出治疗者的角色优先于科学家的角色。在美国,联邦政府制定并执行关于研究者的法规;在世界其他地方,该行业或其很大一部分主动定义和推广良好的研究实践,许多国家的政府也努力使其标准在这些方面保持一致。《赫尔辛基宣言》较少基于关键的哲学原则,更多基于规范性陈述。尽管《贝尔蒙报告》和《赫尔辛基宣言》准则之间有很大重叠,但后者在研究设计和发表方面的延伸要长得多。研究方案中的要素、安慰剂的使用、在公共注册机构登记试验的义务(以确保负面结果不被埋没)以及与研究和专业团体分享研究结果的要求都包含在《赫尔辛基宣言》中。实际上,这些通常是美国机构审查委员会工作的一部分,但并不总是作为正式要求。反映许多欧洲国家的社会主义性质,有一项要求是无论试验结果如何,或者如果患者碰巧被随机分配到未受益于成功实验干预的对照组,都要为患者提供补偿。

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