Department of Psychology, Washington State University, Pullman
Department of Marketing, Washington State University.
Psychol Sci Public Interest. 2013 Dec;14(3):119-65. doi: 10.1177/1529100612474436.
One of the most continually vexing problems in society is the variability with which citizens support endeavors that are designed to help a great number of people. In this article, we examine the twin roles of cooperative and antagonistic behavior in this variability. We find that each plays an important role, though their contributions are, understandably, at odds. It is this opposition that produces seeming unpredictability in citizen response to collective need. In fact, we suggest that careful consideration of the research allows one to often predict when efforts to provide a collectively beneficial good will succeed and when they will fail. To understand the dynamics of participation in response to collective need, it is necessary to distinguish between the primary types of need situations. A public good is an entity that relies in whole or in part on contributions to be provided. Examples of public goods are charities and public broadcasting. Public goods require that citizens experience a short-term loss (of their contribution) in order to realize a long-term gain (of the good). However, because everyone can use the good once it is provided, there is also an incentive to not contribute, let others give, and then take advantage of their efforts. This state of affairs introduces a conflict between doing what is best for oneself and what is best for the group. In a public goods situation, cooperation and antagonism impact how one resolves this conflict. The other major type of need situation is a common-pool resource problem. Here, a good is fully provided at the outset, and citizens may sample from it. The resource is usually, but not necessarily, partially replenished. Examples of replenished resources are drinking water and trees; examples of resources that are functionally not replenished are oil and minerals. Common-pool resources allow citizens to experience a short-term gain (by getting what they want in the early life of the resource) but also present the possibility of a long-term loss (if the resource dries up). As with public goods, there is thus a conflict between, on the one hand, acting in one's best interest and taking as much as one wants all the time and, on the other, acting for the good of the group, which requires taking a lesser amount so that the replenishment rate can keep up with the rate of use. As with public goods, both cooperation and antagonism affect this decision. With these situations in mind, we can now dig deeply into the dynamics of both cooperation and antagonism. Cooperation is one of the most heavily studied aspects of human behavior, yet despite this attention, there is much that is not understood about it, including its fundamental base. There are a number of different perspectives on the base. Interdependence theory argues that cooperation is driven by how one interprets the subjective value of the outcomes that will result from various combinations of behaviors. A person who sees a potential result of "50 to you, 50 to me" as "We both would do well" is more likely to cooperate than the person who sees it as "I would not outgain the other person." Self-control theory suggests that cooperation is a function of how well a person can resist the impulse to benefit now and delay gratification. Evolutionary theory takes many forms but revolves around the extent to which cooperation is adaptive. Finally, the appropriateness framework takes a cognitive approach and assumes that cooperation is determined by a combination of social-cognitive (interpretation of self and the situation) and decision-heuristic factors. We propose that it is possible to integrate across these approaches and understand cooperation as a behavior that is influenced by all of these factors as well as other dynamics, such as cultural mores and personality traits. Antagonism, as it relates to the collective welfare, is a phenomenon with a lesser history but one that is clearly influential. A number of facets of antagonism are relevant. Power, and its abuse, is a major factor, and a specific application to collective goods is the notion of a "gatekeeper," or a person who can completely determine whether a public good exists or a common-pool resource can be used. Gatekeepers tend to demand ample compensation from others in order for the good or resource to go forward. If this demand is resisted, as it often is, the end result is that the good is not provided or the resource not accessed. Another facet is the desire to see an out-group be harmed. Sometimes, this motivation is so strong that people will deny themselves a good outcome in order to see the harm occur. Why someone would want to see an out-group be harmed is debatable, but it may be attributable to a desire to be seen as a winner, or it may be a strategy designed to produce a net benefit for one's in-group. Emotions also play a role, with people tending to assume that out-group members have just basic emotions such as happiness and sadness and not secondary emotions such as guilt and shame. Because out-group members are emotionally simple, it is seen as acceptable to treat them badly. Complicating matters even further is that antagonism can sometimes be seen against in-group members who deviate, in either direction, from the group norm and against individuals who are behaving in a clearly selfless manner, like volunteers. A number of approaches have been proposed to the resolution of public goods problems. Structural solutions act to alter the basic dynamic of the dilemma by means of interventions such as rewards for cooperation, punishment for noncooperation, and selection of a single group member to chart a course of action for everyone. Third-party solutions involve the bringing in of an external agent to help determine how group members should behave. These agents may be more passive and merely suggest solutions, or they may be more active and dictate how decisions will be made, what decision will be made, or both. Finally, psychological solutions involve changing how people view the situation. We finish by discussing how policy makers can improve the chances of a publicly valuable good being supported. We particularly emphasize creation of a felt connection with future generations; clear demonstration of immediate and concrete consequences as a result of failure to provide the good; instillation of a sense of community; and isolation of the good from other, related issues. We also take up the general problem of distrust of those who establish policy and discuss some methods for helping minimize distrust.
社会中一个持续存在的问题是,公民对旨在帮助大多数人的努力的支持程度存在很大差异。在本文中,我们考察了合作和对抗行为在这种可变性中的双重作用。我们发现,这两种行为都起着重要作用,尽管它们的贡献是相互矛盾的。正是这种对立导致了公民对集体需求的反应似乎不可预测。事实上,我们认为,仔细考虑研究结果,通常可以预测提供集体利益的努力何时会成功,何时会失败。要了解参与应对集体需求的动态,有必要区分主要的需求情况类型。公共物品是指完全或部分依赖于贡献才能提供的实体。慈善机构和公共广播就是公共物品的例子。公共物品要求公民在实现长期收益(获得物品)之前,首先要经历短期的损失(贡献)。然而,由于每个人都可以在提供公共物品后使用它,因此也存在一种不贡献、让别人付出、然后利用他们努力的动机。这种情况在个人利益和集体利益之间引入了一种冲突。在公共物品情况下,合作和对抗会影响个人如何解决这种冲突。另一种主要的需求情况是共同资源问题。在这种情况下,物品在一开始就完全提供,并且公民可以从中抽取。资源通常(但不一定)会部分补充。饮用水和树木就是补充资源的例子;石油和矿物就是功能上无法补充的资源的例子。共同资源允许公民在资源的早期生活中获得短期收益(获得他们想要的东西),但也存在长期损失的可能性(如果资源枯竭)。与公共物品一样,一方面,个人从自身利益出发,尽可能多地获取资源,另一方面,为了集体的利益,采取较少的行动,以保持补充速度跟上使用速度,这两者之间也存在冲突。与公共物品一样,合作和对抗都会影响这种决策。考虑到这些情况,我们现在可以深入探讨合作和对抗的动态。合作是人类行为最受关注的方面之一,但尽管如此,人们对它的理解还很不全面,包括其基本基础。关于这个基础,有几种不同的观点。相互依存理论认为,合作是由一个人如何解释各种行为组合所产生的结果的主观价值驱动的。一个人将“你 50,我 50”的潜在结果视为“我们都会做得很好”,那么他比将其视为“我不会比其他人获得更多收益”的人更有可能合作。自我控制理论表明,合作是一个人抵制即时受益和延迟满足的冲动的能力的函数。进化理论有多种形式,但都围绕着合作是否适应环境展开。最后,适当性框架采用认知方法,假设合作是由社会认知(对自我和情况的解释)和决策启发因素的组合决定的。我们提出,有可能跨越这些方法,将合作理解为一种受所有这些因素以及其他动态因素(如社会规范和个性特征)影响的行为。与集体福利相关的对抗,作为一种现象,其历史较短,但显然具有影响力。对抗的几个方面是相关的。权力及其滥用是一个主要因素,一种具体的集体利益应用是“看门人”的概念,即一个人可以完全决定公共物品是否存在或共同资源是否可以使用。看门人往往要求他人支付丰厚的报酬,才能让好事或资源继续进行。如果这种要求遭到抵制,就像通常发生的那样,最终的结果是好事没有提供,资源也没有得到利用。另一个方面是希望看到外部群体受到伤害。有时,这种动机如此强烈,以至于人们宁愿牺牲自己的利益,也要看到伤害发生。为什么有人会希望看到外部群体受到伤害是有争议的,但它可能归因于想要成为赢家的愿望,或者是为了使自己的群体获得净收益而设计的策略。情绪也起到了作用,人们倾向于认为外部群体只有基本情绪,如快乐和悲伤,而没有次级情绪,如内疚和羞耻。因为外部群体的情绪简单,所以看起来可以对他们不好。更复杂的是,对抗有时会针对偏离群体规范的内部群体成员,无论是朝哪个方向偏离,也会针对以明显无私的方式行事的个人,比如志愿者。已经提出了一些解决公共物品问题的方法。结构解决方案通过干预措施来改变困境的基本动态,例如对合作进行奖励,对不合作进行惩罚,以及选择一个单一的群体成员为每个人制定行动路线。第三方解决方案涉及引入外部机构来帮助确定群体成员应该如何行为。这些代理人可以更被动,只是建议解决方案,也可以更主动,规定决策将如何做出,做出什么决策,或者两者兼而有之。最后,心理解决方案涉及改变人们对情况的看法。我们最后讨论了政策制定者如何提高公众支持有价值的公共物品的机会。我们特别强调与后代建立联系的重要性;明确展示由于未能提供这种好处而立即产生的具体后果;灌输社区意识;并将这种好处与其他相关问题隔离开来。我们还讨论了对制定政策的人的普遍不信任问题,并讨论了一些帮助减少不信任的方法。