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南非一家乡村医院中作为基层官僚的医生。

Doctors as street-level bureaucrats in a rural hospital in South Africa.

作者信息

Gaede Bernhard M

机构信息

Centre for Rural Health, University of KwaZulu- Natal, Howard College Campus, Durban, South Africa.

出版信息

Rural Remote Health. 2016 Jan-Mar;16(1):3461. Epub 2016 Feb 4.

Abstract

INTRODUCTION

In the perspectives of implementation of policy, the top-down and bottom-up perspectives of policy-making dominate the discourse. However, service delivery and therefore the experience of the policy by the citizen ultimately depend on the civil servant at the front line to implement the policy. Lipsky named this street-level bureaucracy, which has been used to understand professionals working in the public sector throughout the world. The public sector in South Africa has undergone a number of changes in the transition to a democratic state, post 1994. This needs to be understood in public administration developments throughout the world. At the time of the study, the public sector was characterized by considerable inefficiencies and system failures as well as inequitable distribution of resources. The context of the study was a rural hospital serving a population of approximately 150 000.

RESULTS

An insider-ethnography over a period of 13 months explored the challenges of being a professional within the public sector in a rural hospital in South Africa. Data collection included participant observation, field notes of events and meetings, and documentation review supplemented with in-depth interviews of doctors working at a rural hospital. Street-level bureaucracy was used as a framework to understand the challenges of being a professional and civil servant in the public sector.

RESULTS

The context of a resource-constrained setting was seen as a major limitation to delivering a quality service. Yet considerable evidence pointed to doctors (both individually and collectively) being active in managing the services in the context and aiming to achieve optimal health service coverage for the population. In the daily routine of the work, doctors often advocated for patients and went beyond the narrow definitions of the guidelines. They compensated for failing systems, beyond a local interpretation of policy. However, doctors also at times used their discretion negatively, to avoid work or to contribute to the inefficiencies of healthcare delivery.

CONCLUSIONS

While appearing to be in conflict, the merging of the roles of the health professional and the bureaucrat is required to be able to function effectively within the healthcare system. Being a doctor and being a civil servant are synergistic in daily work, and as a result it is difficult to neatly differentiate professional and civil servant roles in decision-making. It is in the discretion of both roles that considerable flexibility within the roles is possible. Such freedom to act is critical for being able to find local solutions and thereby improve healthcare services. The findings resonate strongly with studies from other parts of the world and offer a window into making sense of the local decision making of doctors. Street-level bureaucracy remains an important lens to view the work of healthcare professionals in the public sector. In the tension between the top-down policy-making and the bottom-up pressure, street-level bureaucracy acts as an important terrain for improving the implementation of services and therefore advocacy and health system improvement.

摘要

引言

从政策实施的角度来看,自上而下和自下而上的决策视角主导着相关论述。然而,服务的提供以及公民对政策的体验最终取决于一线公务员对政策的执行。利普斯基将此称为街头官僚制,这一概念已被用于理解世界各地在公共部门工作的专业人员。1994年后,南非公共部门在向民主国家过渡的过程中经历了诸多变革。这需要结合全球公共行政的发展来理解。在研究开展之时,公共部门存在着严重的效率低下、系统失灵以及资源分配不均的问题。该研究的背景是一家为大约15万人口服务的乡村医院。

结果

一项为期13个月的内部人种志研究探讨了在南非一家乡村医院的公共部门担任专业人员所面临的挑战。数据收集包括参与观察、对事件和会议的实地记录、文件审查,并辅以对在乡村医院工作的医生的深入访谈。街头官僚制被用作一个框架,以理解在公共部门担任专业人员和公务员所面临的挑战。

结果

资源受限的环境被视为提供优质服务的主要限制因素。然而,大量证据表明,医生(无论是个体还是集体)在这种环境下积极管理服务,并旨在为民众实现最佳的医疗服务覆盖。在日常工作中,医生经常为患者争取权益,并且超越了指南的狭义定义。他们弥补了失灵的系统,超越了对政策的局部解读。然而,医生有时也会消极地运用他们的自由裁量权,以逃避工作或加剧医疗服务的低效。

结论

虽然看似存在冲突,但医疗专业人员和官僚角色的融合对于在医疗系统中有效运作是必要的。作为医生和作为公务员在日常工作中是相辅相成的,因此在决策过程中很难清晰地区分专业人员和公务员的角色。正是在这两个角色的自由裁量权中,角色内部存在着相当大的灵活性。这种行动自由对于能够找到因地制宜的解决方案从而改善医疗服务至关重要。这些发现与世界其他地区的研究高度共鸣,并为理解医生的地方决策提供了一个窗口。街头官僚制仍然是审视公共部门医疗专业人员工作的一个重要视角。在自上而下的决策和自下而上的压力之间的紧张关系中,街头官僚制是改善服务实施、进而推动宣传和卫生系统改进的重要领域。

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