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临床期刊对作者披露财务和非财务利益冲突的要求:一项横断面研究。

Requirements of Clinical Journals for Authors' Disclosure of Financial and Non-Financial Conflicts of Interest: A Cross Sectional Study.

作者信息

Shawwa Khaled, Kallas Romy, Koujanian Serge, Agarwal Arnav, Neumann Ignacio, Alexander Paul, Tikkinen Kari A O, Guyatt Gordon, Akl Elie A

机构信息

Clinical Research Institute, American University of Beirut, Beirut, Lebanon.

Department of Internal Medicine, American University of Beirut, Beirut, Lebanon.

出版信息

PLoS One. 2016 Mar 31;11(3):e0152301. doi: 10.1371/journal.pone.0152301. eCollection 2016.

Abstract

IMPORTANCE

It is unclear how medical journals address authors' financial and non-financial conflict of interest (COI).

OBJECTIVE

To assess the policies of clinical journals for disclosure of financial and non-financial COI.

METHODS

Cross sectional study that included both review of public documents as well as a simulation of a manuscript submission for the National Library of Medicine's "core clinical journals". The study did not involve human subjects. Investigators who abstracted the data, reviewed "instructions for authors" on the journal website and, in order to reflect the actual implementation of the COI disclosure policy, simulated the submission of a manuscript. Two individuals working in duplicate and independently to abstract information using a standardized data abstraction form, resolved disagreements by discussion or with the help of a third person.

RESULTS

All but one of 117 core clinical journals had a COI policy. All journals required disclosure of financial COI pertaining to the authors and a minority (35%) asked for financial COI disclosure pertaining to the family members or authors' institution (29%). Over half required the disclosure of at least one form of non-financial COI (57%), out of which only two (3%) specifically referred to intellectual COI. Small minorities of journals (17% and 24% respectively) described a potential impact of disclosed COI and of non-disclosure of COI on the editorial process.

CONCLUSION

While financial COI disclosure was well defined by the majority of the journals, many did not have clear policies on disclosure of non-financial COI, disclosure of financial COI of family members and institutions of the authors, and effect of disclosed COI or non-disclosure of COI on editorial policies.

摘要

重要性

医学期刊如何处理作者的财务和非财务利益冲突尚不清楚。

目的

评估临床期刊关于披露财务和非财务利益冲突的政策。

方法

横断面研究,包括对公开文件的审查以及向美国国立医学图书馆的“核心临床期刊”模拟稿件投稿。该研究不涉及人类受试者。研究人员提取数据,查看期刊网站上的“作者须知”,并且为反映利益冲突披露政策的实际执行情况,模拟稿件投稿。两名研究人员使用标准化的数据提取表独立重复提取信息,通过讨论或在第三人帮助下解决分歧。

结果

117种核心临床期刊中,除一本外均有利益冲突政策。所有期刊都要求披露与作者相关的财务利益冲突,少数期刊(35%)要求披露与作者家庭成员或作者所在机构相关的财务利益冲突(29%)。超过半数的期刊要求披露至少一种形式的非财务利益冲突(57%),其中只有两本期刊(3%)特别提及学术利益冲突。少数期刊(分别为17%和24%)描述了披露的利益冲突及未披露利益冲突对编辑过程的潜在影响。

结论

虽然大多数期刊对财务利益冲突的披露有明确规定,但许多期刊在非财务利益冲突的披露、作者家庭成员和所在机构财务利益冲突的披露以及披露的利益冲突或未披露利益冲突对编辑政策的影响方面没有明确政策。

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