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复杂的治理结构与不连贯的政策:瑞典实施欧盟水框架指令的情况

Complex governance structures and incoherent policies: Implementing the EU water framework directive in Sweden.

作者信息

Söderberg Charlotta

机构信息

Political Science Unit, ETS, Luleå University of Technology, 97187 Luleå, Sweden.

出版信息

J Environ Manage. 2016 Dec 1;183:90-97. doi: 10.1016/j.jenvman.2016.08.040. Epub 2016 Aug 27.

Abstract

Contemporary processes of environmental policymaking in general span over several territorial tiers. This also holds for the EU Water Framework Directive system of environmental quality standards (EQS), which are part of a complex multi-level institutional landscape, embracing both EU, national and sub-national level. Recent evaluations show that many EU member states, including Sweden, have not reached the ecological goals for water in 2015. Departing from theories on policy coherence and multi-level governance, this paper therefore analyses Swedish water governance as a case to further our understanding of policy implementation in complex governance structures: how does policy coherence (or the lack thereof) affect policy implementation in complex governance structures? To answer this question, the paper maps out the formal structure of the water governance system, focusing on power directions within the system, analyses policy coherence in Swedish water governance through mapping out policy conflicts between the EQS for water and other goals/regulations and explore how they are handled by national and sub-national water bureaucrats. The study concludes that without clear central guidance, 'good ecological status' for Swedish water will be difficult to achieve since incoherent policies makes policy implementation inefficient due to constant power struggles between different authorities, and since environmental goals are often overridden by economic and other societal goals. Further research is needed in order to explore if similar policy conflicts between water quality and other objectives occur in other EU member states and how bureaucrats handle such conflicts in different institutional settings. This study of the Swedish case indicates that the role of the state as a navigator and rudder-holder is important in order to improve policy implementation in complex governance structures - otherwise; bureaucrats risk being lost in an incoherent archipelago of ecological, social and economic goals.

摘要

当代环境政策制定过程通常跨越多个地域层级。欧盟水框架指令环境质量标准(EQS)体系亦是如此,该体系是复杂的多层次制度格局的一部分,涵盖了欧盟、国家和次国家层面。近期评估表明,包括瑞典在内的许多欧盟成员国在2015年并未实现水生态目标。基于政策连贯性和多层次治理理论,本文因此将瑞典水治理作为一个案例进行分析,以加深我们对复杂治理结构中政策实施的理解:政策连贯性(或缺乏连贯性)如何影响复杂治理结构中的政策实施?为回答这个问题,本文梳理了水治理体系的正式结构,重点关注体系内的权力指向,通过梳理水EQS与其他目标/法规之间的政策冲突,分析瑞典水治理中的政策连贯性,并探讨国家和次国家层面的水事官员如何处理这些冲突。研究得出结论,由于缺乏明确的中央指导,瑞典水的“良好生态状况”将难以实现,因为政策不连贯导致不同部门之间持续的权力斗争,使得政策实施效率低下,而且环境目标常常被经济和其他社会目标所凌驾。为探究其他欧盟成员国是否也存在类似的水质与其他目标之间的政策冲突,以及官员们在不同制度背景下如何处理此类冲突,还需要进一步开展研究。对瑞典案例的这项研究表明,国家作为导航者和掌舵者的角色对于改善复杂治理结构中的政策实施至关重要——否则,官员们可能会迷失在生态、社会和经济目标杂乱无章的群岛之中。

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