School of Business, University of Connecticut.
Center for Technology Innovation, Governance Studies, the Brookings Institution.
Milbank Q. 2018 Mar;96(1):144-166. doi: 10.1111/1468-0009.12314.
Policy Points: Frequent data breaches in the US health care system undermine the privacy of millions of patients every year-a large number of which happen among business associates of the health care providers that continue to gain unprecedented access to patients' data as the US health care system becomes digitally integrated. Implementation of the HIPAA Omnibus Rules in 2013 has led to a significant decrease in the number of privacy breach incidents among business associates.
Frequent data breaches in the US health care system undermine the privacy of millions of patients every year. A large number of such breaches happens among business associates of the health care providers that continue to gain unprecedented access to patients' data as the US health care system becomes digitally integrated. The Omnibus Rules of the Health Insurance Portability and Accountability Act (HIPAA), which were enacted in 2013, significantly increased the regulatory oversight and privacy protection requirements of business associates. The objective of this study is to empirically examine the effects of this shift in policy on the frequency of medical privacy breaches among business associates in the US health care system. The findings of this research shed light on how regulatory efforts can protect patients' privacy.
Using publicly available data on breach incidents between October 2009 and August 2017 as reported by the Office for Civil Rights (OCR), we conducted an interrupted time-series analysis and a difference-in-differences analysis to examine the immediate and long-term effects of implementation of HIPAA omnibus rules on the frequency of medical privacy breaches.
We show that implementation of the omnibus rules led to a significant reduction in the number of breaches among business associates and prevented 180 privacy breaches from happening, which could have affected nearly 18 million Americans.
Implementation of HIPAA omnibus rules may have been a successful federal policy in enhancing privacy protection efforts and reducing the number of breach incidents in the US health care system.
政策要点:美国医疗保健系统中频繁的数据泄露每年破坏数以百万计患者的隐私,其中很大一部分发生在医疗保健提供者的业务伙伴中,随着美国医疗保健系统数字化整合,这些业务伙伴继续获得对患者数据的前所未有的访问权限。2013 年实施的 HIPAA 综合规则导致业务伙伴之间的隐私泄露事件数量显著减少。
美国医疗保健系统中频繁的数据泄露每年破坏数以百万计患者的隐私。其中很大一部分发生在医疗保健提供者的业务伙伴中,随着美国医疗保健系统数字化整合,这些业务伙伴继续获得对患者数据的前所未有的访问权限。2013 年颁布的《健康保险携带和责任法案》(HIPAA)综合规则大大增加了业务伙伴的监管监督和隐私保护要求。本研究的目的是实证检验这一政策转变对美国医疗保健系统中业务伙伴医疗隐私泄露频率的影响。这项研究的结果揭示了监管努力如何保护患者隐私。
利用 OCR 报告的 2009 年 10 月至 2017 年 8 月期间的公开数据,我们进行了中断时间序列分析和差分分析,以检验 HIPAA 综合规则实施对业务伙伴医疗隐私泄露频率的即时和长期影响。
我们表明,综合规则的实施导致业务伙伴的违规数量显著减少,并防止了 180 起隐私违规事件的发生,这可能影响了近 1800 万美国人。
HIPAA 综合规则的实施可能是一项成功的联邦政策,增强了隐私保护工作,并减少了美国医疗保健系统中的违规事件数量。