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基于连续抽样数据的三阶段生物等效性试验的设计与推断

Design and inference for 3-stage bioequivalence testing with serial sampling data.

作者信息

Yan Fangrong, Zhu Huihong, Liu Junlin, Jiang Liyun, Huang Xuelin

机构信息

Research Center of Biostatistics and Computational Pharmacy, China Pharmaceutical University, Nanjing, P.R. China.

Department of Biostatistics, The University of Texas MD Anderson Cancer Center, Houston, TX, USA.

出版信息

Pharm Stat. 2018 Sep;17(5):458-476. doi: 10.1002/pst.1865. Epub 2018 May 3.

Abstract

A bioequivalence test is to compare bioavailability parameters, such as the maximum observed concentration (C ) or the area under the concentration-time curve, for a test drug and a reference drug. During the planning of a bioequivalence test, it requires an assumption about the variance of C or area under the concentration-time curve for the estimation of sample size. Since the variance is unknown, current 2-stage designs use variance estimated from stage 1 data to determine the sample size for stage 2. However, the estimation of variance with the stage 1 data is unstable and may result in too large or too small sample size for stage 2. This problem is magnified in bioequivalence tests with a serial sampling schedule, by which only one sample is collected from each individual and thus the correct assumption of variance becomes even more difficult. To solve this problem, we propose 3-stage designs. Our designs increase sample sizes over stages gradually, so that extremely large sample sizes will not happen. With one more stage of data, the power is increased. Moreover, the variance estimated using data from both stages 1 and 2 is more stable than that using data from stage 1 only in a 2-stage design. These features of the proposed designs are demonstrated by simulations. Testing significance levels are adjusted to control the overall type I errors at the same level for all the multistage designs.

摘要

生物等效性试验旨在比较试验药物和参比药物的生物利用度参数,如最大观测浓度(C)或浓度-时间曲线下面积。在生物等效性试验规划过程中,为了估计样本量,需要对C或浓度-时间曲线下面积的方差进行假设。由于方差未知,当前的两阶段设计使用从第一阶段数据估计的方差来确定第二阶段的样本量。然而,用第一阶段数据对方差进行估计并不稳定,可能导致第二阶段的样本量过大或过小。在采用序贯抽样方案的生物等效性试验中,这个问题会被放大,因为在这种方案下,每个个体只采集一个样本,因此对方差做出正确假设变得更加困难。为了解决这个问题,我们提出了三阶段设计。我们的设计会在各个阶段逐步增加样本量,这样就不会出现样本量极大的情况。增加一个数据阶段后,检验效能会提高。此外,与两阶段设计中仅使用第一阶段数据估计方差相比,使用第一阶段和第二阶段的数据估计方差会更稳定。所提出设计的这些特点通过模拟得到了验证。对检验显著性水平进行了调整,以便在所有多阶段设计中,将总体I型错误控制在相同水平。

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