National Institute of Environmental Health Sciences, National Institutes of Health, Bethesda, MD, USA.
Account Res. 2021 Oct;28(7):428-455. doi: 10.1080/08989621.2020.1855149. Epub 2020 Dec 8.
A standard of evidence is a rule or norm pertaining to the type or amount of evidence that is required to prove or support a conclusion. Standards of evidence play an important role in institutional review board (IRB) decision-making, but they are not mentioned in the federal research regulations. In this article, I examine IRB standards of evidence from a normative, epistemological perspective and argue that IRBs should rely on empirical evidence for making decisions, but that other sources of evidence, such as intuition, emotion, and rational reflection, can also play an important role in decision-making, because IRB decisions involve an ethical component which is not reducible to science. I also argue that an IRB should approve a study only if it has clear and convincing evidence that the study meets all the approval criteria and other relevant, ethical considerations; and that for studies which expose healthy volunteers to significant risks, an IRB should require that evidence be more than clear and convincing as a condition for approval. Additional empirical research is needed on how IRBs use evidence to make decisions and how standards of evidence influence IRB decision-making at the individual and group level.
证据标准是指证明或支持结论所需的证据类型或数量的规则或规范。证据标准在机构审查委员会(IRB)的决策中起着重要作用,但在联邦研究法规中并未提及。在本文中,我从规范和认识论的角度考察了 IRB 的证据标准,并认为 IRB 应该依靠经验证据做出决策,但其他证据来源,如直觉、情感和理性思考,也可以在决策中发挥重要作用,因为 IRB 决策涉及不可还原为科学的伦理成分。我还认为,只有当研究有明确和令人信服的证据表明研究符合所有批准标准和其他相关的伦理考虑时,IRB 才应批准该研究;对于使健康志愿者面临重大风险的研究,IRB 应要求证据不仅要明确和令人信服,而且要作为批准的条件。需要进一步开展关于 IRB 如何使用证据做出决策以及证据标准如何在个人和群体层面影响 IRB 决策的实证研究。