Khan Mohammed I U, Brar Hartirath K, Sun Cynthia Y, He Rebecca, El-Khechen Hussein A, Mellor Katie, Thabane Lehana, Quiñonez Carlos
Department of Dental Public Health, University of Toronto, Toronto, Ontario, Canada.
Biostatistics Unit, St. Joseph's Healthcare, Hamilton, Ontario, Canada.
Pilot Feasibility Stud. 2022 Oct 4;8(1):224. doi: 10.1186/s40814-022-01182-1.
Pilot and feasibility studies (PAFS) are smaller investigations seeking to assess the feasibility of conducting a larger more definitive study. In late 2016, the CONSORT statement was extended to disseminate good practices for reporting of randomized pilot and feasibility trials. In this quality assurance review, we assessed whether PAFS in the top dental speciality journals adhere to good practices of conduct and reporting, by prioritizing assessment of feasibility and stating pre-defined progression criteria to inform the decision to pursue funding for a larger trial.
With the help of a librarian, we searched MEDLINE and EMBASE from 2017 to 2020, inclusive, for PAFS in the top 3 journals from each of the 10 dental specialties. We collected data on methodological and general characteristics of the studies, their objectives, and reporting of items recommended in the CONSORT extension.
Of the 111 trials included, 51.4% (95% CI 41.7-61.0%) stated some indication of intent to assess feasibility while zero reported progression criteria; 74.8% (95% CI 65.6-82.5%) of trials used the terms "pilot" or "feasibility" in their titles and 82.9% (95% CI 74.6-89.4%) of studies stated there is a need for a future trial, but only 9.0% (95% CI 4.4-15.9%) stated intent to proceed to one. Most of the studies, 53.2% (95% CI 43.4-62.7%), reported hypothesis testing without cautioning readers on the generalizability of the results. Studies that used the terms "pilot" or "feasibility" in their title were less likely to have feasibility objectives, compared to trials that did not, with an odds ratio (OR) of 0.310 (95% CI 0.103-0.930; p = 0.037). Compared to trials that did not conduct hypothesis testing, trials that conducted hypothesis testing were significantly less likely to assess feasibility, among them, trials that cautioned readers on the generalizability of their results had an OR of 0.038 (95% CI 0.005-0.264; p < 0.001) and trials that did not caution readers on the generalizability of their results had an OR of 0.043 (95% CI 0.008-0.238; p = 0.001).
Many PAFS in dentistry are not conducted with the intent of assessing feasibility, nor do they state progression criteria, and few report intent to proceed to a future trial. Misconceptions about PAFS can lead to them being poorly conducted and reported, which has economic and ethical implications. Research ethics boards, funding agencies, and journals need to raise their standards for the conduct and reporting of PAFS, and resources should be developed to address misconceptions and help guide researchers on the best practices for their conduct and reporting.
试点研究和可行性研究(PAFS)是规模较小的调查,旨在评估开展规模更大、更具确定性研究的可行性。2016年末,CONSORT声明进行了扩展,以传播随机试点研究和可行性试验报告的良好做法。在本次质量保证审查中,我们通过优先评估可行性并说明预先定义的进展标准,以告知是否为更大规模试验寻求资金的决定,来评估顶级牙科专业期刊中的PAFS是否遵循开展和报告的良好做法。
在一名图书馆员的帮助下,我们检索了2017年至2020年(含)的MEDLINE和EMBASE数据库,查找来自10个牙科专业中每个专业的前3种期刊上的PAFS。我们收集了有关研究的方法学和一般特征、研究目的以及CONSORT扩展中推荐项目报告的数据。
纳入的111项试验中,51.4%(95%CI 41.7 - 61.0%)表明有某种评估可行性的意向,但零项报告了进展标准;74.8%(95%CI 65.6 - 82.5%)的试验在标题中使用了“试点”或“可行性”一词,82.9%(95%CI 74.6 - 89.4%)的研究表明需要进行未来试验,但只有9.0%(95%CI 4.4 - 15.9%)表明有继续进行一项试验的意向。大多数研究,53.2%(95%CI 43.4 - 62.7%),报告了假设检验,但未就结果的可推广性向读者发出警示。与未在标题中使用“试点”或“可行性”一词的试验相比,在标题中使用这些词的试验具有可行性目标的可能性较小,优势比(OR)为0.310(95%CI 0.103 - 0.930;p = 0.037)。与未进行假设检验的试验相比,进行假设检验的试验评估可行性的可能性显著降低,其中,就结果的可推广性向读者发出警示的试验的OR为0.038(95%CI 0.005 - 0.264;p < 0.001),未就结果的可推广性向读者发出警示的试验的OR为0.043(95%CI 0.008 - 0.238;p = 0.001)。
牙科领域的许多PAFS并非旨在评估可行性,也未说明进展标准,很少有报告表明有继续进行未来试验的意向。对PAFS的误解可能导致其开展和报告不佳,这具有经济和伦理影响。研究伦理委员会、资助机构和期刊需要提高PAFS开展和报告的标准,应开发资源来消除误解,并帮助指导研究人员掌握其开展和报告的最佳做法。