Balding D J, Donnelly P
School of Mathematical Sciences, Queen Mary and Westfield College, London, United Kingdom.
Proc Natl Acad Sci U S A. 1995 Dec 5;92(25):11741-5. doi: 10.1073/pnas.92.25.11741.
The controversy over the interpretation of DNA profile evidence in forensic identification can be attributed in part to confusion over the mode(s) of statistical inference appropriate to this setting. Although there has been substantial discussion in the literature of, for example, the role of population genetics issues, few authors have made explicit the inferential framework which underpins their arguments. This lack of clarity has led both to unnecessary debates over ill-posed or inappropriate questions and to the neglect of some issues which can have important consequences. We argue that the mode of statistical inference which seems to underlie the arguments of some authors, based on a hypothesis testing framework, is not appropriate for forensic identification. We propose instead a logically coherent framework in which, for example, the roles both of the population genetics issues and of the nonscientific evidence in a case are incorporated. Our analysis highlights several widely held misconceptions in the DNA profiling debate. For example, the profile frequency is not directly relevant to forensic inference. Further, very small match probabilities may in some settings be consistent with acquittal. Although DNA evidence is typically very strong, our analysis of the coherent approach highlights situations which can arise in practice where alternative methods for assessing DNA evidence may be misleading.
法医鉴定中关于DNA图谱证据解释的争议,部分可归因于对适用于此场景的统计推断模式的混淆。尽管文献中已有大量关于例如群体遗传学问题作用的讨论,但很少有作者明确阐述支撑其论点的推理框架。这种缺乏清晰度既导致了对不恰当或不适宜问题的不必要争论,也导致了对一些可能产生重要后果的问题的忽视。我们认为,一些作者基于假设检验框架的论点所依据的统计推断模式,并不适用于法医鉴定。相反,我们提出一个逻辑连贯的框架,例如在该框架中纳入了群体遗传学问题和案件中非科学证据的作用。我们的分析突出了DNA图谱辩论中几个广泛存在的误解。例如,图谱频率与法医推断并无直接关联。此外,在某些情况下,非常小的匹配概率可能与无罪判决相一致。尽管DNA证据通常非常有力,但我们对连贯方法的分析突出了在实际中可能出现的情况,即评估DNA证据的替代方法可能会产生误导。