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共同作者对发表于《美国放射学杂志》的主要论文的贡献:不当共同署名的频率

Coauthors' contributions to major papers published in the AJR: frequency of undeserved coauthorship.

作者信息

Slone R M

机构信息

Mallinckrodt Institute of Radiology, Washington University School of Medicine, Barnes-Jewish Hospital, St. Louis, MO 63110, USA.

出版信息

AJR Am J Roentgenol. 1996 Sep;167(3):571-9. doi: 10.2214/ajr.167.3.8751654.

Abstract

OBJECTIVE

Over half of the major papers published in the American Journal of Roentgenology (AJR) have five or more coauthors. This project was designed to evaluate the specific contributions of coauthors and the prevalence of undeserved authorship in major papers from institutions in the United States.

MATERIALS AND METHODS

Questionnaires were mailed to the first author of 275 major papers from institutions in the United States that were published in the AJR in 1992 and 1993. Questions focused on coauthors' contributions to research design, data collection, data analysis, and manuscript preparation, and on undeserving authorship.

RESULTS

One hundred ninety-six (72%) of the surveys were returned. Ninety-nine percent of first authors, 75% of second authors, fewer than half of third authors, and one third of fourth authors and beyond were said to have contributed to at least three of the following: research design, data collection, data analysis, and manuscript preparation (p < .02). A strong correlation was indicated between authorship position and contribution (r = -.69, p < .001), with a mean overall contribution of 63 +/- 17% (mean +/- SD) for the first author, 20 +/- 12% for the second author, 10 +/- 7% for the third author, 7 +/- 6% for the fourth author, and 5 +/- 5% for all other authors. Coauthors were listed in decreasing order of contribution in 70% of articles. However, the last author was the second major contributor in 10% of articles with three or more authors. The incidence of "undeserved" coauthors increased from 9% on papers with three authors to 30% on papers with more than six authors (mean, 17%; r = .97; p < .001). Undeserved authorship was attributed largely to individuals who contributed only cases (29%) or who created a sense of obligation or fear in the first author (40%). Manuscripts were more likely to include an undeserved coauthor when the first author was a nontenured staff member (45%) than when he or she was tenured faculty (28%) (p < .02). When decision about authorship were made at project conception, there were fewer coauthors (3.9 versus 5.4, p < .02) and a lower incidence of manuscripts with undeserving coauthors (23% versus 47%, p < .01). The final manuscript was read by all coauthors in 80% of manuscripts, and all coauthors were thought to understand the manuscript to the extent they could publicly defend it in 78% of manuscripts. The most commonly cited reason that otherwise honest individuals accept undeserved authorship was academic promotion.

CONCLUSION

Undeserved authorship is a common and serious problem that is motivated primarily by academic promotion policies. The first two authors are said to account for the preponderance of work in almost all major papers.

摘要

目的

发表在美国《放射学杂志》(AJR)上的主要论文中,超过半数有五名或更多共同作者。本项目旨在评估共同作者的具体贡献以及美国各机构主要论文中不当署名的发生率。

材料与方法

向1992年和1993年发表在AJR上的275篇来自美国各机构的主要论文的第一作者邮寄问卷。问题集中在共同作者对研究设计、数据收集、数据分析和稿件准备的贡献,以及不当署名情况。

结果

共收回196份(72%)调查问卷。据指出,99%的第一作者、75%的第二作者、不到半数的第三作者以及三分之一的第四作者及之后的作者对以下至少三项工作有贡献:研究设计、数据收集、数据分析和稿件准备(p <.02)。署名位置与贡献之间存在很强的相关性(r = -.69,p <.001),第一作者的平均总体贡献为63±17%(均值±标准差),第二作者为20±12%,第三作者为10±7%,第四作者为7±6%,其他所有作者为5±5%。70%的文章中共同作者按贡献递减顺序列出。然而,在有三名或更多作者的文章中,10%的文章中最后一位作者是第二大贡献者。“不当”共同作者的发生率从三名作者的论文中的9%增加到六名以上作者的论文中的30%(平均为17%;r =.97;p <.001)。不当署名主要归因于仅提供病例的个人(29%)或给第一作者造成义务感或恐惧感的个人(40%)。当第一作者为非终身教职员工时(45%),稿件比第一作者为终身教职员工时(28%)更有可能包含不当共同作者(p <.02)。当在项目构思阶段做出署名决定时,共同作者较少(3.9名对5.4名,p <.02),且包含不当共同作者的稿件发生率较低(23%对47%,p <.01)。80%的稿件由所有共同作者阅读,78%的稿件中所有共同作者被认为理解稿件程度足以在公开场合为之辩护。原本诚实的个人接受不当署名最常被提及的原因是学术晋升。

结论

不当署名是一个常见且严重的问题,主要由学术晋升政策引发。几乎所有主要论文中,前两位作者据说承担了大部分工作。

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