Hausken Kjell, Hirshleifer Jack
School of Economics, Culture and Social Sciences, University of Stavanger, P.O. Box 8002, Stavanger N-4068, Norway.
J Theor Biol. 2004 Jun 21;228(4):497-511. doi: 10.1016/j.jtbi.2004.02.012.
In mating competition, the truthful signalling hypothesis (TSH), sometimes known as the handicap principle, asserts that higher-quality males signal while lower-quality males do not (or else emit smaller signals). Also, the signals are "believed", that is, females mate preferentially with higher-signalling males. Our analysis employs specific functional forms to generate analytic solutions and numerical simulations that illuminate the conditions needed to validate the TSH. Analytic innovations include: (1) A Mating Success Function indicates how female mating choices respond to higher and lower signalling levels. (2) A congestion function rules out corner solutions in which females would mate exclusively with higher-quality males. (3) A Malthusian condition determines equilibrium population size as related to per-capita resource availability. Equilibria validating the TSH are achieved over a wide range of parameters, though not universally. For TSH equilibria it is not strictly necessary that the high-quality males have an advantage in terms of lower per-unit signalling costs, but a cost difference in favor of the low-quality males cannot be too great if a TSH equilibrium is to persist. And although the literature has paid less attention to these points, TSH equilibria may also fail if: the quality disparity among males is too great, or the proportion of high-quality males in the population is too large, or if the congestion effect is too weak. Signalling being unprofitable in aggregate, it can take off from a no-signalling equilibrium only if the trait used for signalling is not initially a handicap, but instead is functionally useful at low levels. Selection for this trait sets in motion a bandwagon, whereby the initially useful indicator is pushed by male-male competition into the domain where it does indeed become a handicap.
在交配竞争中,真实信号假说(TSH),有时也被称为不利条件原理,断言高质量雄性会发出信号,而低质量雄性则不会(或者发出较弱的信号)。此外,这些信号是“可信的”,也就是说,雌性会优先与发出较强信号的雄性交配。我们的分析采用特定的函数形式来生成解析解和数值模拟,以阐明验证真实信号假说所需的条件。解析创新包括:(1)一个交配成功函数,表明雌性交配选择如何对高低信号水平做出反应。(2)一个拥挤函数,排除雌性会只与高质量雄性交配的角点解。(3)一个马尔萨斯条件,根据人均资源可用性确定均衡种群规模。验证真实信号假说的均衡在广泛的参数范围内都能实现,但并非普遍如此。对于真实信号假说均衡而言,高质量雄性在单位信号成本较低方面并不一定具有优势,但如果真实信号假说均衡要持续存在,有利于低质量雄性的成本差异不能太大。而且,尽管文献对这些要点关注较少,但如果雄性之间的质量差异过大、种群中高质量雄性的比例过大或者拥挤效应过弱,真实信号假说均衡也可能失败。总体而言,信号传递无利可图,只有当用于信号传递所使用的性状最初不是不利条件,而是在低水平上具有功能用途时,它才能从无信号均衡状态开始发展。对该性状的选择引发了一种跟风效应,即最初有用的指标在雄性间竞争的推动下进入到确实成为不利条件的领域。