Wong Virginia, Hui Lai-Hing Stella, Lee Wing-Cheong, Leung Lok-Sum Joy, Ho Po-Ki Polly, Lau Wai-Ling Christine, Fung Cheuk-Wing, Chung Brian
Department of Paediatrics and Adolescent Medicine, University of Hong Kong, Hong Kong.
Pediatrics. 2004 Aug;114(2):e166-76. doi: 10.1542/peds.114.2.e166.
There is a recent trend of a worldwide increase in the incidence of autistic spectrum disorder. Early identification and intervention have proved to be beneficial. The original version of the Checklist for Autism in Toddlers (CHAT) was a simple screening tool for identification of autistic children at 18 months of age in the United Kingdom. Children with an absence of joint attention (including protodeclarative pointing and gaze monitoring) and pretend play at 18 months were at high risk of autism. Section A of the CHAT was a self-administered questionnaire for parents, with 9 yes/no questions addressing the following areas of child development: rough and tumble play, social interest, motor development, social play, pretend play, protoimperative pointing (pointing to ask for something), protodeclarative pointing, functional play, and showing. Section B of the CHAT consisted of 5 items, which were recorded with observation of the children by general practitioners or health visitors. The 5 items addressed the child's eye contact, ability to follow a point (gaze monitoring), pretend (pretend play), produce a point (protodeclarative pointing), and make a tower of blocks. A 6-year follow-up study of >16,000 children screened with the CHAT at 18 months in the United Kingdom showed a sensitivity of only 0.40 and a specificity of 0.98, with a positive predictive value (PPV) of 0.26. Rescreening using the same instrument at 19 months for those who failed the 18-month screening yielded a higher PPV of 0.75. Therefore, children were likely to have autism if they failed the CHAT at 18 months and failed again at 19 months. It was estimated that consistent failure in 3 key questions (ie, protodeclarative pointing, gaze monitoring, and pretend play) at 18 months indicated an 83.3% risk of having autism. Because of the poor sensitivity of the original CHAT for autism, a Modified Checklist for Autism in Toddlers (M-CHAT), consisting of 23 questions, with 9 questions from the original CHAT and an additional 14 questions addressing core symptoms present among young autistic children, was designed in the United States. The original observational part (ie, section B) was omitted. The M-CHAT was designed as a simple, self-administered, parental questionnaire for use during regular pediatric visits. The more questions children failed, the higher their risk of having autism. Two criteria were used to measure the sensitivity and specificity of M-CHAT. Criterion 1 used any 3 of the 23 questions, and criterion 2 used 2 of the 6 best questions that could be used to discriminate autism from other groups. The sensitivity and specificity for criterion 1 were 0.97 and 0.95 and those for criterion 2 were 0.95 and 0.99, respectively. M-CHAT had a better sensitivity than the original CHAT, because children up to 24 months of age were screened, with the aim of identifying those who might regress between 18 and 24 months. The 6 best questions of the M-CHAT addressed areas of social relatedness (interest in other children and imitation), joint attention (protodeclarative pointing and gaze monitoring), bringing objects to show parents, and responses to calling. Joint attention was addressed in the original CHAT, whereas the other areas were addressed only in the M-CHAT. To date, there has been no study of the application of either the original CHAT or the M-CHAT for Chinese populations.
CHAT-23 is a new checklist translated into Chinese, combining the M-CHAT (23 questions) with graded scores and section B (observational section) of the CHAT. We aimed to determine whether CHAT-23 could discriminate autism at mental ages of 18 to 24 months for Chinese children and to determine the best combination of questions to identify autism.
A cross-sectional cohort study was performed with 212 children with mental ages of 18 to 24 months. The children were categorized into 2 groups, ie, group 1 (N = 87) (autistic disorder: N = 53; pervasive developmental disorder: N = 33) and group 2 (N = 125) (nonautistic). The checklist included self-ad25) (nonautistic). The checklist included self-administered questionnaires with 23 questions (part A) and direct observations of 5 items by trained investigators (part B). We performed discriminant function analysis to We found that 7 key questions, addressing areas of joint attention, pretend play, social relatedness, and social referencing, were identified as discriminative for autism. For part A, failing any 2 of 7 key questions, ie, question 13 (does your child imitate you? [eg, you make a face; will your child imitate it?]), question 5 (does your child ever pretend, for example, to talk on the phone or take care of dolls, or pretend other things?), question 7 (does your child ever use his/her index finger to point, to indicate interest in something?), question 23 (does your child look at your face to check your reaction when faced with something unfamiliar?), question 9 (does your child ever bring objects over to you [parent] to show you something?), question 15 (if you point at a toy across the room, does your child look at it?), and question 2 (does your child take an interest in other children?), yielded sensitivity of 0.931 and specificity of 0.768. Failing any 6 of all 23 questions produced sensitivity of 0.839 and specificity of 0.848. For part B, failing any 2 of 4 items produced sensitivity of 0.736, specificity of 0.912, and PPV of 0.853. The 4 observational items were as follows: item B1: during the appointment, has the child made eye contact with you? item B2: does the child look across to see what you are pointing at? item B3: does the child pretend to pour out tea, drink it, etc?; item B4: does the child point with his/her index finger at the light?
We found that integrating the screening questions of the M-CHAT (from the United States) and observational section B of the original CHAT (from the United Kingdom) yielded high sensitivity and specificity in discriminating autism at 18 to 24 months of age for our Chinese cohort. This new screening instrument (CHAT-23) is simple to administer. We found that a 2-stage screening program for autism can offer a cost-effective method for early detection of autism at 18 to 24 months. For CHAT-23, use of both the parental questionnaire and direct observation and use of the criterion of failing any 2 of 7 key questions yielded the highest sensitivity but a relatively lower specificity, whereas use of part B yielded the highest specificity but a lower sensitivity. We recommend identifying the possible positive cases with part A (parental questionnaire) and then proceeding to part B (observation) with trained assessors. The proposed algorithm for screening for autism is as follows. 1) The parents or chief caretakers complete a 23-item questionnaire when their children are 18 to 24 months of age. 2) The parents mail, fax, or hand this 23-item questionnaire to the local child health agency. 3) Clerical staff members check for and score failure, with the criteria of failing any 2 of 7 key questions or failing any 6 of 23 questions; if either criterion is met, then the staff members highlight the medical records of the suspicious cases. 4) Trained child health care professionals observe the children who failed any 2 of 7 key questions or any 6 of 23 questions. These identified patients are observed for 5 minutes for part B of the CHAT-23. 5) Any child who fails any 2 of 4 items requires direct referral to a comprehensive autism evaluation team, for early diagnostic evaluation and early intervention. The high sensitivity and specificity of the criteria observed in our study suggested that CHAT-23 might be used to differentiate children with autism. Additional international collaboration with the use of the CHAT, M-CHAT, and CHAT-23 could provide more prospective epidemiologic data, to establish whether there is a genuine increase in the worldwide incidence of autism.
近期,全球自闭症谱系障碍的发病率呈上升趋势。早期识别和干预已被证明是有益的。原版幼儿自闭症筛查量表(CHAT)是英国用于识别18个月大自闭症儿童的一种简单筛查工具。18个月时缺乏共同注意(包括原陈述性指物和目光监测)及假装游戏的儿童患自闭症的风险很高。CHAT的A部分是一份家长自行填写的问卷,包含9个是/否问题,涉及儿童发展的以下方面:打闹游戏、社交兴趣、运动发育、社交游戏、假装游戏、原祈使性指物(指物以索要某物)、原陈述性指物、功能性游戏和展示。CHAT的B部分由5个项目组成,由全科医生或健康访视员对儿童进行观察记录。这5个项目涉及儿童的眼神交流、追随指物的能力(目光监测)、假装(假装游戏)、进行指物(原陈述性指物)以及搭建积木塔。在英国,对超过16,000名18个月时接受CHAT筛查的儿童进行的一项为期6年的随访研究显示,其敏感性仅为0.40,特异性为0.98,阳性预测值(PPV)为0.26。对18个月筛查未通过的儿童在19个月时使用相同工具进行再次筛查,PPV提高到了0.75。因此,如果儿童在18个月时CHAT筛查未通过且在19个月时再次未通过,则很可能患有自闭症。据估计,18个月时3个关键问题(即原陈述性指物、目光监测和假装游戏)持续未通过表明患自闭症的风险为83.3%。由于原版CHAT对自闭症的敏感性较差,美国设计了改良幼儿自闭症筛查量表(M-CHAT),该量表由23个问题组成,其中9个问题来自原版CHAT,另外14个问题针对幼儿自闭症的核心症状。省略了原版的观察部分(即B部分)。M-CHAT被设计为一份简单的、家长自行填写的问卷,用于常规儿科就诊时。儿童未通过的问题越多,患自闭症的风险越高。使用两个标准来衡量M-CHAT的敏感性和特异性。标准1使用23个问题中的任意3个,标准2使用6个最佳问题中的2个,这6个最佳问题可用于区分自闭症与其他群体。标准1的敏感性和特异性分别为0.97和0.95,标准2的敏感性和特异性分别为0.95和0.99。M-CHAT的敏感性优于原版CHAT,因为对24个月以下的儿童进行了筛查,目的是识别那些可能在18至24个月之间出现发育倒退的儿童。M-CHAT的6个最佳问题涉及社会关联性(对其他儿童的兴趣和模仿)、共同注意(原陈述性指物和目光监测)、拿物品给家长看以及对呼唤的反应。原版CHAT涉及了共同注意,而其他方面仅在M-CHAT中有所涉及。迄今为止,尚未有关于原版CHAT或M-CHAT在中国人群中应用的研究。
CHAT-23是一个新的翻译成中文的筛查量表(结合了M-CHAT的23个问题及分级评分和CHAT的B部分(观察部分))。我们旨在确定CHAT-23能否在18至24个月心理年龄的中国儿童中鉴别出自闭症,并确定识别自闭症的最佳问题组合。
对212名心理年龄为18至24个月的儿童进行了一项横断面队列研究。这些儿童被分为两组,即第1组(N = 87)(自闭症谱系障碍:N = 53;广泛性发育障碍:N = 33)和第2组(N = 125)(非自闭症)。筛查量表包括家长自行填写的23个问题的问卷(A部分)以及由经过培训的研究人员对5个项目进行的直接观察(B部分)。我们进行了判别函数分析,发现7个关键问题可鉴别自闭症,这些问题涉及共同注意、假装游戏、社会关联性和社会参照等方面。对于A部分,7个关键问题中任意2个未通过,即问题13(你的孩子会模仿你吗?[例如,你做鬼脸,你的孩子会模仿吗?])、问题5(你的孩子是否曾假装,例如,打电话或照顾玩偶,或假装其他事情?)、问题7(你的孩子是否曾用食指指物,以表明对某事物感兴趣?)、问题23(当面对不熟悉的事物时,你的孩子会看着你的脸以查看你的反应吗?)、问题9(你的孩子是否曾拿物品给你[家长]看?)、问题15(如果你指向房间对面的一个玩具,你的孩子会看它吗?)和问题2(你的孩子对其他孩子感兴趣吗?),敏感性为0.931,特异性为0.768。23个问题中任意6个未通过,敏感性为0.839,特异性为0.848。对于B部分,4个项目中任意2个未通过,敏感性为0.736,特异性为0.912,PPV为0.853。4个观察项目如下:项目B1:在预约期间,孩子与你有眼神交流吗?项目B2:孩子会看向你所指的方向吗?项目B3:孩子会假装倒茶、喝茶等吗?项目B4:孩子会用食指指向灯光吗?
我们发现,将美国的M-CHAT筛查问题与英国原版CHAT的观察部分B相结合,在鉴别18至24个月年龄阶段中国队列中的自闭症时具有较高的敏感性和特异性。这种新的筛查工具(CHAT-23)易于实施。我们发现,自闭症的两阶段筛查程序可为18至24个月自闭症的早期检测提供一种经济有效的方法。对于CHAT-23,同时使用家长问卷和直接观察,以及使用7个关键问题中任意2个未通过的标准,敏感性最高,但特异性相对较低;而使用B部分时,特异性最高,但敏感性较低。我们建议先用A部分(家长问卷)识别可能的阳性病例,然后由经过培训 的评估人员进行B部分(观察)。提议的自闭症筛查算法如下。1)当孩子18至24个月大时,家长或主要照顾者填写一份23项的问卷。2)家长将这份23项的问卷邮寄、传真或交给当地儿童健康机构。3)文书工作人员根据7个关键问题中任意2个未通过或23个问题中任意6个未通过的标准进行检查和评分;如果符合任一标准,则工作人员突出显示可疑病例的病历。4)经过培训的儿童保健专业人员对7个关键问题中任意2个未通过或23个问题中任意6个未通过的儿童进行观察。对这些被识别出的患者进行5分钟的CHAT-23 B部分观察。5)4个项目中任意2个未通过的任何儿童都需要直接转诊至综合自闭症评估团队,以便进行早期诊断评估和早期干预。我们研究中观察到的标准具有较高的敏感性和特异性,这表明CHAT-23可用于区分自闭症儿童。与使用CHAT、M-CHAT和CHAT-23进行更多的国际合作,可以提供更多前瞻性流行病学数据,以确定全球自闭症发病率是否真的上升。