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在保留权利的情况下逐渐衰败:为何结束对自由的强制收容或限制的标准不必与开始强制收容或限制自由的标准相同,以及为何在其前提条件不再满足后,这种限制有时仍可合理地继续存在。

Rotting with their rights on: why the criteria for ending commitment or restraint of liberty need not be the same as the criteria for initiating commitment or restraint of liberty, and how the restraint may sometimes justifiably continue after its prerequisites are no longer satisfied.

作者信息

Kress Ken

机构信息

Institute of Mental Health Law and Services, Iowa City, IA 52245-4812, USA.

出版信息

Behav Sci Law. 2006;24(4):573-98. doi: 10.1002/bsl.709.

Abstract

That coerced treatment must end when the criteria for initiating coerced treatment cease to apply appears to be universally accepted by courts and commentators.2 Moreover, the consensus appears to be justified by a steel-trap argument. If coercion is justified only when the patient is mentally ill and incapable, because then the patient lacks autonomous capacities, or lacks practical reasoning abilities that undercut autonomous capacities, then these justifications have no force when the patient either is not mentally ill or is capable. A parallel claim holds for civil commitment. This received wisdom, or in = out thesis, rests upon a conceptual confusion: a failure to distinguish the criteria for initiation of intervention, those for cessation of intervention, and the purpose of the commitment or coerced treatment. If the criteria for commitment were mental illness and dangerousness, and the criteria for release were the same, then the purpose of commitment would be to restore persons to the point where they are either just barely not mentally ill, or just barely not dangerous. That is a silly and self-defeating purpose for that large class of patients who, because of lack of insight, or otherwise, do not become treatment compliant until they are substantially healthier than being barely not mentally ill or barely not dangerous. It sets them up to become revolving-door patients. The purpose of commitment is rather to maximize the patient's mental health, and minimize her dangerousness without unduly burdening her liberty. If society is going to violate a patient's liberty, it should do so in a way that will resolve the problem that justified the restriction on liberty in the first place, so long as the restriction of liberty is not too great in relation to the expected gains from the intervention. The criteria for releasing a patient from commitment are in this way responsive to the purpose of the commitment. For some revolving-door patients, this entails that the criteria for their release from commitment should be stricter than the criteria for initiating commitment in the first place. The criteria for release from commitment for revolving-door patients should be that the criteria for initiation for commitment is not met plus it being more likely than not that the patient will be treatment compliant after release, assuming the additional restriction on liberty is less than the gains from the additional restraint, and the restriction is not unduly burdensome. Spelling this out, the criteria for release should be either not mentally ill, or else not dangerous, or capable, and more likely than not to be treatment compliant after release. For those patients for whom such a test is overly optimistic, we might substitute that there is a reasonable probability of treatment compliance after release, or that the probability of treatment compliance has been enhanced. These criteria are to be thought of as rough and ready rules of thumb, and not as analytically precise tests.

摘要

当启动强制治疗的标准不再适用时,强制治疗必须终止,这一点似乎已得到法院和评论家的普遍认可。此外,这种共识似乎有一个严密的论证作为支撑。如果只有当患者患有精神疾病且无行为能力时强制才是合理的,因为此时患者缺乏自主能力,或者缺乏削弱自主能力的实践推理能力,那么当患者既没有精神疾病又有行为能力时,这些理由就没有说服力了。对于民事收容也有类似的观点。这种公认的观点,即进 = 出的论点,基于一种概念上的混淆:未能区分干预启动的标准、干预终止的标准以及收容或强制治疗的目的。如果收容的标准是精神疾病和危险性,而释放的标准相同,那么收容的目的就会是将人们恢复到刚好没有精神疾病或刚好没有危险性的状态。对于那一大类患者来说,这是一个愚蠢且适得其反的目的,因为他们由于缺乏洞察力或其他原因,直到比刚好没有精神疾病或刚好没有危险性健康得多时才会接受治疗。这会使他们成为反复住院的患者。收容的目的反而应该是使患者的心理健康最大化,并将其危险性最小化,同时不过度限制其自由。如果社会要侵犯患者的自由,那么应该以一种能够解决最初证明限制自由合理的问题的方式来进行,只要自由限制相对于干预预期收益而言不过分。从这个意义上说,患者从收容中释放的标准应与收容的目的相呼应。对于一些反复住院的患者来说,这意味着他们从收容中释放的标准应该比最初启动收容的标准更严格。反复住院患者从收容中释放的标准应该是不符合启动收容的标准,并且在假设额外的自由限制小于额外约束带来的收益且该限制不过分沉重的情况下,患者在释放后很可能会接受治疗。详细说明一下,释放的标准应该是要么没有精神疾病,要么没有危险性,要么有行为能力,并且在释放后很可能会接受治疗。对于那些这种测试过于乐观的患者,我们可以用释放后有合理的治疗依从可能性,或者治疗依从可能性已有所提高来替代。这些标准应被视为大致可行的经验法则,而不是分析上精确的测试。

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