Scholz Roland W, Hansmann Ralf
Swiss Federal Institute of Technology, Institute for Human Environment Systems, Zurich, Switzerland.
Risk Anal. 2007 Feb;27(1):225-40. doi: 10.1111/j.1539-6924.2006.00871.x.
Expert panels and averaging procedures are common means for coping with the uncertainty of effects of technology application in complex environments. We investigate the connection between confidence and the validity of expert judgment. Moreover, a formative consensus building procedure (FCB) is introduced that generates probability statements on the performance of technologies, and we compare different algorithms for the statistical aggregation of individual judgments. The case study refers to an expert panel of 10 environmental scientists assessing the performance of a soil cleanup technology that uses the capability of certain plants to accumulate heavy metals from the soil in the plant body (phytoremediation). The panel members first provided individual statements on the effectiveness of a phytoremediation. Such statements can support policymakers, answering the questions concerning the expected performance of the new technology in contaminated areas. The present study reviews (1) the steps of the FCB, (2) the constraints of technology application (contaminants, soil structure, etc.), (3) the measurement of expert knowledge, (4) the statistical averaging and the discursive agreement procedures, and (5) the boundaries of application for the FCB method. The quantitative statement oriented part of FCB generates terms such as: "The probability that the concentration of soil contamination will be reduced by at least 50% is 0.8." The data suggest that taking the median of the individual expert estimates provides the most accurate aggregated estimate. The discursive agreement procedure of FCB appears suitable for deriving politically relevant singular statements rather than for obtaining comprehensive information about uncertainties as represented by probability distributions.
专家小组和平均程序是应对复杂环境中技术应用效果不确定性的常用方法。我们研究了信心与专家判断有效性之间的联系。此外,还引入了一种形成性共识构建程序(FCB),该程序可生成关于技术性能的概率陈述,并且我们比较了用于个体判断统计汇总的不同算法。该案例研究涉及一个由10名环境科学家组成的专家小组,他们评估一种土壤清理技术的性能,该技术利用某些植物从土壤中积累重金属到植物体内的能力(植物修复)。小组成员首先就植物修复的有效性提供了个人陈述。这些陈述可以支持政策制定者,回答有关新技术在污染地区预期性能的问题。本研究回顾了:(1)FCB的步骤;(2)技术应用的限制因素(污染物、土壤结构等);(3)专家知识的衡量;(4)统计平均和话语一致程序;以及(5)FCB方法的应用边界。FCB中面向定量陈述部分会生成如下表述:“土壤污染浓度至少降低50%的概率为0.8”。数据表明采用个体专家估计值的中位数可提供最准确的汇总估计值。FCB的话语一致程序似乎适用于得出与政治相关的单一陈述,而非获取由概率分布所表示的关于不确定性的全面信息。