Eichler Rena, Agarwal Koki, Askew Ian, Iriarte Emma, Morgan Lindsay, Watson Julia
J Health Popul Nutr. 2013 Dec;31(4 Suppl 2):36-47.
Performance-based incentives (PBIs) aim to counteract weak providers' performance in health systems of many developing countries by providing rewards that are directly linked to better health outcomes for mothers and their newborns. Translating funding into better health requires many actions by a large number of people. The actions span from community to the national level. While different forms of PBIs are being implemented in a number of countries to improve health outcomes, there has not been a systematic review of the evidence of their impact on the health of mothers and newborns. This paper analyzes and synthesizes the available evidence from published studies on the impact of supply-side PBIs on the quantity and quality of health services for mothers and newborns. This paper reviews evidence from published and grey literature that spans PBI for public-sector facilities, PBI in social insurance reforms, and PBI in NGO contracting. Some initiatives focus on safe deliveries, and others reward a broader package of results that include deliveries. The Evidence Review Team that focused on supply-side incentives for the US Government Evidence Summit on Enhancing Provision and Use of Maternal Health Services through Financial Incentives, reviewed published research reports and papers and added studies from additional grey literature that were deemed relevant. After collecting and reviewing 17 documents, nine studies were included in this review, three of which used before-after designs; four included comparison or control groups; one applied econometric methods to a five-year time series; and one reported results from a large-scale impact evaluation with randomly-assigned intervention and control facilities. The available evidence suggests that incentives that reward providers for institutional deliveries result in an increase in the number of institutional deliveries. There is some evidence that the content of antenatal care can improve with PBI. We found no direct evidence on the impact of PBI on neonatal health services or on mortality of mothers and newborns, although intention of the study was not to document impact on mortality. A number of studies describe approaches to rewarding quality as well as increases in the quantities of services provided, although how quality is defined and monitored is not always clear. Because incentives exist in all health systems, considering how to align the incentives of the many health workers and their supervisors so that they focus efforts on achieving health goals for mothers and newborns is critical if the health system is to perform more effectively and efficiently. A wide range of PBI models is being developed and tested, and there is still much to learn about what works best. Future studies should include a larger focus on rewarding quality and measuring its impact. Finally, more qualitative research to better understand PBI implementation and how various incentive models function in different settings is needed to help practitioners refine and improve their programmes.
基于绩效的激励措施(PBIs)旨在通过提供与母亲及其新生儿更好的健康结果直接挂钩的奖励,来应对许多发展中国家卫生系统中医疗服务提供者表现不佳的问题。将资金转化为更好的健康状况需要众多人员采取许多行动。这些行动涵盖从社区到国家层面。虽然许多国家正在实施不同形式的基于绩效的激励措施以改善健康结果,但尚未对其对母亲和新生儿健康影响的证据进行系统评价。本文分析并综合了已发表研究中关于供给侧基于绩效的激励措施对母亲和新生儿卫生服务数量和质量影响的现有证据。本文回顾了已发表文献和灰色文献中的证据,这些文献涵盖了针对公共部门设施的基于绩效的激励措施、社会保险改革中的基于绩效的激励措施以及非政府组织签约中的基于绩效的激励措施。一些举措侧重于安全分娩,其他举措则奖励包括分娩在内的更广泛的一系列成果。为美国政府关于通过财政激励措施加强孕产妇卫生服务提供和利用的证据峰会关注供给侧激励措施的证据审查小组,审查了已发表的研究报告和论文,并补充了来自其他相关灰色文献的研究。在收集和审查了17份文件后,本综述纳入了9项研究,其中3项采用前后设计;4项包括比较或对照组;1项对五年时间序列应用了计量经济学方法;1项报告了大规模影响评估的结果,该评估采用随机分配的干预和对照设施。现有证据表明,奖励医疗机构分娩服务提供者的激励措施会导致机构分娩数量增加。有一些证据表明,基于绩效的激励措施可以改善产前护理的内容。我们没有找到关于基于绩效的激励措施对新生儿卫生服务或母亲和新生儿死亡率影响的直接证据,尽管该研究的目的不是记录对死亡率的影响。许多研究描述了奖励质量以及增加服务提供数量的方法,尽管质量是如何定义和监测的并不总是明确的。由于所有卫生系统中都存在激励措施,因此如果卫生系统要更有效和高效地运行,考虑如何使众多卫生工作者及其监督者的激励措施保持一致,以便他们将精力集中在实现母亲和新生儿的健康目标上至关重要。正在开发和测试广泛的基于绩效的激励措施模型,关于什么最有效仍有很多需要学习的地方。未来的研究应更多地关注奖励质量并衡量其影响。最后,需要更多的定性研究来更好地理解基于绩效的激励措施的实施情况以及各种激励模型在不同环境中的作用,以帮助从业者完善和改进他们的项目。