Bogen Kenneth T
Risk Anal. 2016 Mar;36(3):589-604. doi: 10.1111/risa.12460. Epub 2015 Aug 6.
To improve U.S. Environmental Protection Agency (EPA) dose-response (DR) assessments for noncarcinogens and for nonlinear mode of action (MOA) carcinogens, the 2009 NRC Science and Decisions Panel recommended that the adjustment-factor approach traditionally applied to these endpoints should be replaced by a new default assumption that both endpoints have linear-no-threshold (LNT) population-wide DR relationships. The panel claimed this new approach is warranted because population DR is LNT when any new dose adds to a background dose that explains background levels of risk, and/or when there is substantial interindividual heterogeneity in susceptibility in the exposed human population. Mathematically, however, the first claim is either false or effectively meaningless and the second claim is false. Any dose-and population-response relationship that is statistically consistent with an LNT relationship may instead be an additive mixture of just two quasi-threshold DR relationships, which jointly exhibit low-dose S-shaped, quasi-threshold nonlinearity just below the lower end of the observed "linear" dose range. In this case, LNT extrapolation would necessarily overestimate increased risk by increasingly large relative magnitudes at diminishing values of above-background dose. The fact that chemically-induced apoptotic cell death occurs by unambiguously nonlinear, quasi-threshold DR mechanisms is apparent from recent data concerning this quintessential toxicity endpoint. The 2009 NRC Science and Decisions Panel claims and recommendations that default LNT assumptions be applied to DR assessment for noncarcinogens and nonlinear MOA carcinogens are therefore not justified either mathematically or biologically.
为改进美国环境保护局(EPA)对非致癌物和非线性作用模式(MOA)致癌物的剂量-反应(DR)评估,2009年美国国家研究委员会科学与决策小组建议,传统上应用于这些终点的调整因子方法应由一个新的默认假设取代,即这两个终点在全人群中都具有线性无阈值(LNT)的剂量-反应关系。该小组声称这种新方法是合理的,因为当任何新剂量添加到解释背景风险水平的背景剂量中时,以及/或者当暴露人群的易感性存在大量个体间异质性时,人群剂量-反应是线性无阈值的。然而,从数学上讲,第一个说法要么是错误的,要么实际上毫无意义,第二个说法是错误的。任何与线性无阈值关系在统计上一致的剂量-人群反应关系,反而可能只是两个准阈值剂量-反应关系的加性混合,它们在观察到的“线性”剂量范围下限以下共同呈现低剂量S形、准阈值非线性。在这种情况下,线性无阈值外推必然会在高于背景剂量值逐渐减小时,以越来越大的相对幅度高估增加的风险。从关于这个典型毒性终点的最新数据可以明显看出,化学诱导的凋亡细胞死亡是通过明确的非线性、准阈值剂量-反应机制发生的。因此,2009年美国国家研究委员会科学与决策小组关于将默认线性无阈值假设应用于非致癌物和非线性作用模式致癌物剂量-反应评估的主张和建议,在数学上和生物学上都没有依据。