Beijing National Center for Molecular Sciences, Institute of Theoretical and Computational Chemistry, College of Chemistry and Molecular Engineering, Peking University, Beijing 100871, People's Republic of China.
Chem Soc Rev. 2018 Jun 18;47(12):4481-4509. doi: 10.1039/c8cs00175h.
The foundations, formalisms, technicalities, and practicalities of relativistic time-dependent density functional theories (R-TD-DFT) for spinor excited states of molecular systems containing heavy elements are critically reviewed. These include the four-component (4C) and exact two-component (X2C) variants (4C/X2C-TD-DFT) that treat both scalar relativistic effects and spin-orbit couplings (SOC) to infinite order, and a composite two-component variant (sf-X2C-S-TD-DFT-SOC) that treats scalar relativistic effects to infinite order via the spin-free part of the X2C Hamiltonian (sf-X2C) but SOC to first order via the Douglas-Kroll-Hess type of spin-orbit operator resulting also from the spin separation of the X2C Hamiltonian. Except for the common adiabatic approximation, the most essential ingredient for all the three variants of R-TD-DFT is the noncollinear exchange-correlation kernel that is invariant with respect to rotations in spin space. It is unfortunate that 4C- and X2C-TD-DFT cannot be made fully symmetry adapted for open-shell systems except for some special cases. Yet, this is possible for closed-shell systems by working with both double point group and time reversal adapted molecular spinors. In particular, the spinor Hessian can be made real-valued in this case, such that the 4C/X2C-TD-DFT eigenvalue problems can be solved in the same manner as nonrelativistic TD-DFT, a point that is discovered here for the first time. By contrast, sf-X2C-S-TD-DFT-SOC can access spinor excited states of both closed- and open-shell systems because spin symmetry is fully accounted for in the spin-adapted TD-DFT (S-TD-DFT). Possible further developments of R-TD-DFT are also highlighted.
本文批判性地回顾了含重元素分子体系的旋量激发态相对论含时密度泛函理论(R-TD-DFT)的基础、形式、技术和实际应用。这些理论包括四分量(4C)和精确两分量(X2C)变体(4C/X2C-TD-DFT),它们可以无限阶处理标量相对论效应和自旋轨道耦合(SOC),以及一种复合两分量变体(sf-X2C-S-TD-DFT-SOC),它通过 X2C 哈密顿量的无自旋部分(sf-X2C)无限阶处理标量相对论效应,但通过 Douglas-Kroll-Hess 类型的自旋轨道算符一阶处理 SOC,该算符也源于 X2C 哈密顿量的自旋分离。除了常见的绝热近似之外,所有三种 R-TD-DFT 变体的最基本要素都是非共线交换相关核,它在自旋空间的旋转下是不变的。不幸的是,4C 和 X2C-TD-DFT 除了某些特殊情况外,不能完全对称适用于开壳体系。然而,通过使用双重点群和时间反演适应的分子旋量,对于闭壳体系这是可能的。特别是,在这种情况下,旋量 Hessian 可以是实值的,使得 4C/X2C-TD-DFT 本征值问题可以以与非相对论 TD-DFT 相同的方式求解,这是首次在这里发现的一点。相比之下,sf-X2C-S-TD-DFT-SOC 可以访问闭壳和开壳体系的旋量激发态,因为自旋对称性在自旋适应的 TD-DFT(S-TD-DFT)中得到了充分考虑。还强调了 R-TD-DFT 的可能进一步发展。