Clinical Research Department, London School of Hygiene & Tropical Medicine, London, United Kingdom.
Michael Dejene Public Health Consultancy Services, Addis Ababa, Ethiopia.
Am J Epidemiol. 2020 Jan 31;189(1):68-76. doi: 10.1093/aje/kwz196.
Sample sizes in cluster surveys must be greater than those in surveys using simple random sampling in order to obtain similarly precise prevalence estimates, because results from subjects examined in the same cluster cannot be assumed to be independent. Therefore, a crucial aspect of cluster sampling is estimation of the intracluster correlation coefficient (ρ): the degree of relatedness of outcomes in a given cluster, defined as the proportion of total variance accounted for by between-cluster variation. In infectious disease epidemiology, this coefficient is related to transmission patterns and the natural history of infection; its value also depends on particulars of survey design. Estimation of ρ is often difficult due to the lack of comparable survey data with which to calculate summary estimates. Here we use a parametric bootstrap model to estimate ρ for the ocular clinical sign "trachomatous inflammation-follicular" (TF) among children aged 1-9 years within population-based trachoma prevalence surveys. We present results from a meta-regression analysis of data from 261 such surveys completed using standardized methods in Ethiopia, Mozambique, and Nigeria in 2012-2015. Consistent with the underlying theory, we found that ρ increased with increasing overall TF prevalence and smaller numbers of children examined per cluster. Estimates of ρ for TF were independently higher in Ethiopia than in the other countries.
在进行群组调查时,样本量必须大于采用简单随机抽样的调查,才能获得同样精确的患病率估计,因为在同一群组中检查的对象的结果不能假定是独立的。因此,群组抽样的一个关键方面是估计组内相关系数 (ρ):给定群组中结果的相关性程度,定义为总方差中由群组间变异解释的比例。在传染病流行病学中,该系数与传播模式和感染的自然史有关;其值还取决于调查设计的具体情况。由于缺乏可用于计算汇总估计的可比调查数据,因此 ρ 的估计常常很困难。在这里,我们使用参数 bootstrap 模型来估计在埃塞俄比亚、莫桑比克和尼日利亚于 2012-2015 年间使用标准化方法完成的 261 项基于人群的沙眼患病率调查中儿童 1-9 岁眼部临床体征“沙眼滤泡性炎症”(TF)的 ρ。我们展示了对使用标准化方法完成的 261 项基于人群的沙眼患病率调查中儿童 1-9 岁眼部临床体征“沙眼滤泡性炎症”(TF)的 meta 回归分析数据的结果。与基础理论一致,我们发现 ρ 随着总 TF 患病率的增加和每个群组中检查的儿童数量的减少而增加。在埃塞俄比亚,TF 的 ρ 估计值独立于其他国家更高。