NHMRC Clinical Trials Centre, University of Sydney, Sydney, New South Wales, Australia.
Department of Mathematics and Statistics, Macquarie University, Sydney, New South Wales, Australia.
Res Synth Methods. 2020 Mar;11(2):287-300. doi: 10.1002/jrsm.1394. Epub 2020 Feb 5.
The CONSORT Statement says that data-driven early stopping of a clinical trial is likely to weaken the inferences that can be drawn from the trial. The GRADE guidelines go further, saying that early stopping is a study limitation that carries the risk of bias, and recommending sensitivity analyses in which trials stopped early are omitted from evidence synthesis. Despite extensive debate in the literature over these issues, the existence of clear recommendations in high profile guidelines makes it inevitable that systematic reviewers will consider sensitivity analyses investigating the impact of early stopping. The purpose of this article is to assess methodologies for conducting such sensitivity analyses, and to make recommendations about how the guidelines should be interpreted. We begin with a clarifying overview of the impacts of early stopping on treatment effect estimation in single studies and meta-analyses. We then warn against naive approaches for conducting sensitivity analyses, including simply omitting trials stopped early from meta-analyses. This approach underestimates treatment effects, which may have serious implications if cost-effectiveness analyses determine whether treatments are made widely available. Instead, we discuss two unbiased approaches to sensitivity analysis, one of which is straightforward but statistically inefficient, and the other of which achieves greater statistical efficiency by making use of recent methodological developments in the analysis of clinical trials. We end with recommendations for interpreting: (a) the CONSORT Statement on reporting of reasons for early stopping, and (b) the GRADE guidelines on sensitivity analyses assessing the impact of early stopping.
CONSORT 声明指出,临床试验的数据驱动式提前停止可能会削弱从试验中得出的推论。GRADE 指南更进一步指出,提前停止是一种存在偏倚风险的研究限制,并建议进行敏感性分析,即将提前停止的试验从证据综合中排除。尽管文献中对此类问题进行了广泛的讨论,但这些高知名度指南中存在明确的建议,使得系统评价者不可避免地会考虑进行敏感性分析,以调查提前停止的影响。本文的目的是评估进行此类敏感性分析的方法,并就如何解释指南提出建议。我们首先澄清了提前停止对单项研究和荟萃分析中治疗效果估计的影响。然后,我们警告不要使用简单地将提前停止的试验从荟萃分析中排除的方法进行敏感性分析,这种方法低估了治疗效果,如果成本效益分析决定是否广泛提供治疗方法,这可能会产生严重的影响。相反,我们讨论了两种无偏的敏感性分析方法,其中一种方法简单但统计效率低,另一种方法通过利用临床试验分析中的最新方法学发展来实现更高的统计效率。最后,我们对以下内容提出了解释建议:(a) CONSORT 声明中关于提前停止原因的报告,以及 (b) GRADE 指南中关于评估提前停止影响的敏感性分析。