Li Dateng, Zhang Song, Cao Jing
Early clinical development, Biostatistics, Regeneron Pharmaceuticals Inc., Tarrytown, New York, USA.
Department of Population and Data Sciences, University of Texas Southwestern Medical Center, Dallas, Texas, USA.
Stat Med. 2020 Nov 30;39(27):4037-4050. doi: 10.1002/sim.8707. Epub 2020 Aug 10.
Cluster randomized designs are frequently employed in pragmatic clinical trials which test interventions in the full spectrum of everyday clinical settings in order to maximize applicability and generalizability. In this study, we propose to directly incorporate pragmatic features into power analysis for cluster randomized trials with count outcomes. The pragmatic features considered include arbitrary randomization ratio, overdispersion, random variability in cluster size, and unequal lengths of follow-up over which the count outcome is measured. The proposed method is developed based on generalized estimating equation (GEE) and it is advantageous in that the sample size formula retains a closed form, facilitating its implementation in pragmatic trials. We theoretically explore the impact of various pragmatic features on sample size requirements. An efficient Jackknife algorithm is presented to address the problem of underestimated variance by the GEE sandwich estimator when the number of clusters is small. We assess the performance of the proposed sample size method through extensive simulation and an application example to a real clinical trial is presented.
整群随机设计常用于务实的临床试验中,这类试验在日常临床环境的全范围内测试干预措施,以最大限度地提高适用性和普遍性。在本研究中,我们建议将务实特征直接纳入计数结局的整群随机试验的效能分析中。所考虑的务实特征包括任意随机化比例、过度离散、整群大小的随机变异性以及测量计数结局的随访时间长度不等。所提出的方法是基于广义估计方程(GEE)开发的,其优点在于样本量公式具有封闭形式,便于在务实试验中实施。我们从理论上探讨了各种务实特征对样本量要求的影响。当整群数量较少时,提出了一种有效的刀切法算法来解决GEE三明治估计量低估方差的问题。我们通过广泛的模拟评估了所提出的样本量方法的性能,并给出了一个实际临床试验的应用实例。