Western Health, Footscray, Vic. 3011, Australia. Email:
Eastern Health, Melbourne, Vic. 3128, Australia. Email:
Aust Health Rev. 2021 Mar;45(2):223-229. doi: 10.1071/AH20083.
Objective The aim of this study was to determine the types of medical misconduct, the practitioner, specialities and jurisdictions at risk, patient outcomes and the sanctions imposed. Methods This study was a retrospective case series of 822 adverse medical tribunal determinations in Australia, New Zealand, Canada (Ontario, Alberta), Pennsylvania (USA), Singapore and Hong Kong in 2013-17. Results Inappropriate medical care and illegal or unethical prescribing were the most common types of misconduct. Misconduct varied with practitioner sex, international medical graduate status, speciality and jurisdiction (P<0.05). Cases of inappropriate medical care were more common in Singapore (46.7% of all Singapore cases; 95% confidence interval (CI) 31.9-62.0) and among surgeons (47.6% of all surgeon cases; 95% CI 36.5-58.8). Illegal or unethical prescribing was more common in Australia (31.1%; 95% CI 24.8-38.2) and among general or family practitioners (26.9%; 95% CI 20.0-35.0). Misconduct not related to patients was more common in Pennsylvania (30.3%; 95% CI 25.2-36.0) and among local graduates (20.5%; 95% CI 17.1-24.5). Sexual misconduct was more common in Australia (29.6%; 95% CI 23.4-36.6) and among males (19.6%, 95% CI 16.7-22.8). Healthcare dishonesty was more common in Hong Kong (21.8%; 95% CI 14.0-32.2) and among surgeons (13.4%; 95% CI 7.2-23.2). The most common patient outcomes were patient risk (40.6%; 95% CI 36.1-45.4) and death and actual physical harm combined (31.2%; 95% CI 26.9-35.7). Sanctions were most commonly suspension or deregistration. Deregistration was most common in cases of sexual misconduct. Conclusion Medical misconduct varies widely. Risk factors for particular misconduct types are apparent among jurisdictions and practitioner characteristics. The nature of patient harm varied by type of misconduct, with illegal unethical prescribing commonly leading to drug dependency and sexual misconduct leading to psychiatric injury. What is known about the topic? Medical misconduct is a continuing problem. Tribunals and medical boards sanction misconduct to protect patient safety and public trust. What does this paper add? Tribunals and boards differ in misconduct reporting and permitting public access to determinations. Types of misconduct vary between international jurisdictions, practitioner sex, international graduate status and speciality. Risk and physical injury (including death) are the most common patient outcomes. The nature of patient harm varied by type of misconduct, with illegal unethical prescribing commonly leading to drug dependency and sexual misconduct leading to psychiatric injury. What are the implications for practitioners? Medical colleges should tailor trainee programs to address the common types of misconduct within their specialities. Standardisation of misconduct reporting, and report access, across jurisdictions would facilitate ongoing surveillance and intervention evaluation.
目的 本研究旨在确定医疗不当行为的类型、从业者、高危专业和司法管辖区、患者结局和所实施的制裁。
方法 本研究为 2013 年至 2017 年在澳大利亚、新西兰、加拿大(安大略省、艾伯塔省)、宾夕法尼亚州(美国)、新加坡和中国香港进行的 822 例不良医疗法庭裁决的回顾性病例系列研究。
结果 不适当的医疗护理和非法或不道德的处方是最常见的不当行为类型。不当行为因从业者性别、国际医学毕业生身份、专业和司法管辖区而有所不同(P<0.05)。新加坡(所有新加坡案例的 46.7%;95%置信区间 [CI] 31.9-62.0)和外科医生(所有外科医生案例的 47.6%;95%CI 36.5-58.8)中更常见不适当的医疗护理案例。澳大利亚(31.1%;95%CI 24.8-38.2)和全科医生或家庭医生(26.9%;95%CI 20.0-35.0)中更常见非法或不道德的处方。宾夕法尼亚州(30.3%;95%CI 25.2-36.0)和当地毕业生(20.5%;95%CI 17.1-24.5)中更常见与患者无关的不当行为。澳大利亚(29.6%;95%CI 23.4-36.6)和男性(19.6%;95%CI 16.7-22.8)中更常见性不当行为。中国香港(21.8%;95%CI 14.0-32.2)和外科医生(13.4%;95%CI 7.2-23.2)中更常见医疗保健欺诈行为。最常见的患者结局是患者风险(40.6%;95%CI 36.1-45.4)和死亡和实际身体伤害合并(31.2%;95%CI 26.9-35.7)。制裁最常见的是停职或吊销执照。性不当行为案件中最常吊销执照。
结论 医疗不当行为种类繁多。特定不当行为类型的风险因素在司法管辖区和从业者特征中明显存在。患者伤害的性质因不当行为类型而异,非法不道德处方通常导致药物依赖,性不当行为导致精神伤害。
关于该主题已经了解哪些内容? 医疗不当行为是一个持续存在的问题。法庭和医疗委员会制裁不当行为以保护患者安全和公众信任。
本文增加了哪些内容? 法庭和委员会在不当行为报告和允许公众获取裁决方面存在差异。国际司法管辖区、从业者性别、国际毕业生身份和专业之间存在不当行为类型的差异。风险和身体伤害(包括死亡)是最常见的患者结局。患者伤害的性质因不当行为类型而异,非法不道德处方通常导致药物依赖,性不当行为导致精神伤害。
这对从业者有何影响? 医学院应根据其专业内的常见不当行为类型调整学员计划。跨司法管辖区统一不当行为报告和报告访问将有助于进行持续监测和干预评估。