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科恩-沈密度泛函理论与激发态的“魔鬼三角”

The Devil's Triangle of Kohn-Sham density functional theory and excited states.

作者信息

Mendes Rodrigo A, Haiduke Roberto L A, Bartlett Rodney J

机构信息

Departamento de Química e Física Molecular, Instituto de Química de São Carlos, Universidade de São Paulo, CP 780, 13560-970 São Carlos, SP, Brazil.

Quantum Theory Project, University of Florida, Gainesville, Florida 32611-8435, USA.

出版信息

J Chem Phys. 2021 Feb 21;154(7):074106. doi: 10.1063/5.0035446.

Abstract

Exchange-correlation (XC) functionals from Density Functional Theory (DFT) developed under the rigorous arguments of Correlated Orbital Theory (COT) address the Devil's Triangle of prominent errors in Kohn-Sham (KS) DFT. At the foundation of this triangle lie the incorrect one-particle spectrum, the lack of integer discontinuity, and the self-interaction error. At the top level, these failures manifest themselves in incorrect charge transfer and Rydberg excitation energies, along with poor activation barriers. Accordingly, the Quantum Theory Project (QTP) XC functionals have been created to address several of the long-term issues encountered in KS theory and its Time Dependent DFT (TDDFT) variant for electronic excitations. Recognizing that COT starts with a correct one-particle spectrum, a condition imposed on the QTP functionals by means of minimum parameterization, the question that arises is how does this affect the electronically excited states? Among up to 28 XC functionals considered, the QTP family provides one of the smallest mean absolute deviations for charge-transfer excitations while also showing excellent results for Rydberg states. However, there is some room for improvement in the case of excitation energies to valence states, which are systematically underestimated by all functionals investigated. An alternative path for better treatment of excitation energies, mainly for valence states, is offered by using orbital energies from QTP functionals, especially by CAM-QTP-02 and LC-QTP. In this case, the deviations from the reference data can be reduced approximately by half.

摘要

在相关轨道理论(COT)的严格论证下发展而来的密度泛函理论(DFT)中的交换关联(XC)泛函,解决了Kohn-Sham(KS)DFT中显著误差的“魔鬼三角”问题。这个三角的基础是不正确的单粒子谱、缺乏整数间断性以及自相互作用误差。在顶层,这些缺陷表现为不正确的电荷转移和里德堡激发能,以及较差的活化能垒。因此,量子理论项目(QTP)的XC泛函应运而生,以解决KS理论及其用于电子激发的含时密度泛函理论(TDDFT)变体中遇到的一些长期问题。认识到COT从正确的单粒子谱开始,这是通过最小参数化施加在QTP泛函上的一个条件,随之出现的问题是,这对电子激发态有何影响?在考虑的多达28种XC泛函中,QTP家族在电荷转移激发方面提供了最小的平均绝对偏差之一,同时在里德堡态方面也显示出优异的结果。然而,对于价态激发能的情况仍有一些改进空间,所有研究的泛函都系统性地低估了价态激发能。通过使用QTP泛函的轨道能量,特别是CAM-QTP-02和LC-QTP,为更好地处理激发能(主要是价态激发能)提供了一条替代途径。在这种情况下,与参考数据的偏差可以大约减少一半。

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