Department of Mechanical Engineering, Thomas J. Watson School of Engineering and Applied Science, State University of New York at Binghamton, Binghamton, NY, USA.
Roth McFarlane Hand and Upper Limb Centre, London, ON, Canada.
J Shoulder Elbow Surg. 2021 Dec;30(12):2804-2813. doi: 10.1016/j.jse.2021.05.002. Epub 2021 May 19.
The trade-off between range of motion (ROM) and stability of reverse total shoulder arthroplasty (RSA) has long been hypothesized to exist but has not yet been well characterized. The goal of this study was to use design optimization techniques to obtain a Pareto curve, which quantifies the trade-off between 2 competing objectives and is defined by the performance of optimum designs that maximize one surgical outcome without sacrificing the other.
Multi-objective design optimization techniques were used; 4 design and surgical parameters including glenoid lateralization (GLat), neck-shaft angle (NSA), inferior offset of the center of rotation (COR), and humerus lateralization (HLat) were tuned simultaneously. The ROM and stability, the objectives to be optimized, of any candidate design were characterized computationally using a combination of finite element models, musculoskeletal models, analytical equations, and surrogate models. Optimum designs and Pareto curves were determined separately for a standard cup depth and a shallow cup depth. The performance of the optimum designs, in terms of ROM and stability, was compared with a representative commercially available design.
A Pareto curve was obtained for each cup depth, confirming there is a trade-off between ROM and stability of RSA. In comparison to the commercially available design (cup depth, 8.1 mm; GLat, 5 mm; NSA, 155°; COR, 0 mm; HLat, 0 mm), the designs optimized for ROM offered 38.8% (cup depth, 6 mm; GLat, 16 mm; NSA, 163.6°; COR, 4 mm; HLat, 0.6 mm) and 35.2% (cup depth, 8.1 mm; GLat, 16 mm; NSA, 160.5°; COR, 4 mm; HLat, -0.2 mm) improvement in ROM. The designs optimized for stability (cup depth of 6 mm with GLat of 16 mm, NSA of 170°, COR of 4 mm, and HLat of 3 mm and cup depth of 8.1 mm with GLat of 16 mm, NSA of 170°, COR of 4 mm, and HLat of 3 mm) both offered 12.4% improvement in stability over the commercially available design. Designs in the toe region of the Pareto curve offered between 75% and 90% of the maximum possible improvement over the commercially available design for both objectives.
It was confirmed that a trade-off exists between ROM and stability of RSA, in which maximizing one outcome requires a sacrifice in the other. The relative gains and sacrifices in the competing outcomes when traversing the Pareto front could aid in understanding clinically optimum designs based on patient-specific needs.
反向全肩关节置换术(RSA)的活动范围(ROM)和稳定性之间的权衡一直存在假设,但尚未得到很好的描述。本研究的目的是使用设计优化技术获得 Pareto 曲线,该曲线量化了两个竞争目标之间的权衡,由最大限度地提高一个手术结果而不牺牲另一个手术结果的最佳设计的性能来定义。
使用多目标设计优化技术;同时调整 4 个设计和手术参数,包括关节盂侧方移位(GLat)、颈干角(NSA)、中心旋转(COR)的下偏移和肱骨侧方移位(HLat)。任何候选设计的 ROM 和稳定性(要优化的目标)通过有限元模型、肌肉骨骼模型、解析方程和代理模型的组合进行计算机模拟。分别针对标准杯深和浅杯深确定最优设计和 Pareto 曲线。以 ROM 和稳定性为性能指标,比较了最优设计与具有代表性的商业可用设计的性能。
为每个杯深获得了 Pareto 曲线,证实了 RSA 的 ROM 和稳定性之间存在权衡。与商业上可用的设计(杯深 8.1mm;GLat 5mm;NSA 155°;COR 0mm;HLat 0mm)相比,ROM 优化设计提供了 38.8%(杯深 6mm;GLat 16mm;NSA 163.6°;COR 4mm;HLat 0.6mm)和 35.2%(杯深 8.1mm;GLat 16mm;NSA 160.5°;COR 4mm;HLat -0.2mm)的 ROM 改善。稳定性优化设计(杯深 6mm,GLat 16mm,NSA 170°,COR 4mm,HLat 3mm 和杯深 8.1mm,GLat 16mm,NSA 170°,COR 4mm,HLat 3mm)均比商业上可用的设计提高了 12.4%的稳定性。Pareto 曲线足端区域的设计在两个目标方面都提供了比商业上可用的设计高 75%至 90%的最大可能改善。
证实 RSA 的 ROM 和稳定性之间存在权衡,其中一个结果的最大化需要牺牲另一个结果。在遍历 Pareto 前沿时,竞争结果的相对收益和牺牲可以帮助根据患者的具体需求理解临床最佳设计。