Coffey Stephanie, West Brady T, Wagner James, Elliott Michael R
Joint Program in Survey Methodology and U.S. Census Bureau.
Survey Research Center, Institute for Social Research, University of Michigan-Ann Arbor.
Methoden Daten Anal. 2020;14(2). doi: 10.12758/mda.2020.05.
Responsive survey designs introduce protocol changes to survey operations based on accumulating paradata. Case-level predictions, including response propensity, can be used to tailor data collection features in pursuit of cost or quality goals. Unfortunately, predictions based only on partial data from the current round of data collection can be biased, leading to ineffective tailoring. Bayesian approaches can provide protection against this bias. Prior beliefs, which are generated from data external to the current survey implementation, contribute information that may be lacking from the partial current data. Those priors are then updated with the accumulating paradata. The elicitation of the prior beliefs, then, is an important characteristic of these approaches. While historical data for the same or a similar survey may be the most natural source for generating priors, eliciting prior beliefs from experienced survey managers may be a reasonable choice for new surveys, or when historical data are not available. Here, we fielded a questionnaire to survey managers, asking about expected attempt-level response rates for different subgroups of cases, and developed prior distributions for attempt-level response propensity model coefficients based on the mean and standard error of their responses. Then, using respondent data from a real survey, we compared the predictions of response propensity when the expert knowledge is incorporated into a prior to those based on a standard method that considers accumulating paradata only, as well as a method that incorporates historical survey data.
响应式调查设计会根据累积的辅助数据对调查操作引入方案变更。包括响应倾向在内的个案层面预测可用于调整数据收集特征,以实现成本或质量目标。遗憾的是,仅基于当前一轮数据收集的部分数据所做的预测可能存在偏差,从而导致无效的调整。贝叶斯方法可以防范这种偏差。先验信念由当前调查实施之外的数据生成,它提供了当前部分数据中可能缺失的信息。然后,这些先验信念会随着累积的辅助数据不断更新。因此,先验信念的引出是这些方法的一个重要特征。虽然相同或类似调查的历史数据可能是生成先验信念最自然的来源,但对于新调查或没有历史数据的情况,从经验丰富的调查管理人员那里引出先验信念可能是一个合理的选择。在此,我们向调查管理人员发放了一份问卷,询问不同个案子群体预期的尝试层面响应率,并根据他们回答的均值和标准误差为尝试层面响应倾向模型系数制定了先验分布。然后,利用一项实际调查中的受访者数据,我们将纳入专家知识作为先验时的响应倾向预测与仅基于考虑累积辅助数据的标准方法以及纳入历史调查数据的方法所做的预测进行了比较。