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通过撒哈拉以南非洲研究伦理委员会成员的视角来看跨境数据共享。

Cross-border data sharing through the lens of research ethics committee members in sub-Saharan Africa.

机构信息

Department of Medicine, Division for Medical Ethics and Law, Faculty of Medicine and Health Sciences, Stellenbosch University, Cape Town, South Africa.

出版信息

PLoS One. 2024 May 23;19(5):e0303828. doi: 10.1371/journal.pone.0303828. eCollection 2024.

Abstract

BACKGROUND

Several factors thwart successful data sharing-ambiguous or fragmented regulatory landscapes, conflicting institutional/researcher interests and varying levels of data science-related expertise are among these. Traditional ethics oversight mechanisms and practices may not be well placed to guarantee adequate research oversight given the unique challenges presented by digital technologies and artificial intelligence (AI). Data-intensive research has raised new, contextual ethics and legal challenges that are particularly relevant in an African research setting. Yet, no empirical research has been conducted to explore these challenges.

MATERIALS AND METHODS

We explored REC members' views and experiences on data sharing by conducting 20 semi-structured interviews online between June 2022 and February 2023. Using purposive sampling and snowballing, we recruited representatives across sub-Saharan Africa (SSA). We transcribed verbatim and thematically analysed the data with Atlas.ti V22.

RESULTS

Three dominant themes were identified: (i) experiences in reviewing data sharing protocols, (ii) perceptions of data transfer tools and (iii) ethical, legal and social challenges of data sharing. Several sub-themes emerged as: (i.a) frequency of and approaches used in reviewing data sharing protocols, (i.b) practical/technical challenges, (i.c) training, (ii.a) ideal structure of data transfer tools, (ii.b) key elements of data transfer tools, (ii.c) implementation level, (ii.d) key stakeholders in developing and reviewing a data transfer agreement (DTA), (iii.a) confidentiality and anonymity, (iii.b) consent, (iii.c) regulatory frameworks, and (iii.d) stigmatisation and discrimination.

CONCLUSIONS

Our results indicated variability in REC members' perceptions, suboptimal awareness of the existence of data protection laws and a unanimously expressed need for REC member training. To promote efficient data sharing within and across SSA, guidelines that incorporate ethical, legal and social elements need to be developed in consultation with relevant stakeholders and field experts, along with the training accreditation of REC members in the review of data-intensive protocols.

摘要

背景

有几个因素阻碍了成功的数据共享——监管环境不明确或碎片化、机构/研究人员利益冲突以及数据科学相关专业知识水平参差不齐等。鉴于数字技术和人工智能(AI)带来的独特挑战,传统的伦理监督机制和实践可能无法很好地保证充分的研究监督。数据密集型研究带来了新的、背景化的伦理和法律挑战,在非洲研究环境中尤为相关。然而,还没有进行实证研究来探讨这些挑战。

材料和方法

我们通过在 2022 年 6 月至 2023 年 2 月期间在线进行 20 次半结构化访谈,探讨了 REC 成员对数据共享的看法和经验。我们使用目的性抽样和滚雪球法,在撒哈拉以南非洲(SSA)招募了代表。我们使用 Atlas.ti V22 对数据进行逐字转录和主题分析。

结果

确定了三个主要主题:(一)审查数据共享协议的经验,(二)对数据传输工具的看法,(三)数据共享的伦理、法律和社会挑战。出现了几个子主题:(一.a)审查数据共享协议的频率和方法,(一.b)实际/技术挑战,(一.c)培训,(二.a)数据传输工具的理想结构,(二.b)数据传输工具的关键要素,(二.c)实施水平,(二.d)制定和审查数据传输协议(DTA)的关键利益相关者,(三.a)保密性和匿名性,(三.b)同意,(三.c)监管框架,以及(三.d)污名化和歧视。

结论

我们的研究结果表明,REC 成员的看法存在差异,对数据保护法存在的认识不足,并且一致表示需要对 REC 成员进行培训。为了促进 SSA 内部和跨 SSA 的高效数据共享,需要在咨询相关利益相关者和领域专家的基础上制定纳入伦理、法律和社会要素的指南,并对 REC 成员进行数据密集型协议审查的培训认证。

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