Scurich Nicholas, Faigman David, Garrett Brandon L
Department of Psychological Science, University of California, Irvine.
University of California College of the Law, University of California, San Francisco.
Law Hum Behav. 2025 Aug;49(4):387-397. doi: 10.1037/lhb0000615. Epub 2025 Jul 14.
Judicial limitations on forensic firearm identification testimony aim to prevent overstated conclusions declaring a definitive match (or "identification") between bullets or cartridge cases and a specific firearm. The Maryland Supreme Court has ruled that examiners may state only that markings are "consistent with" those from a particular firearm. Another judicial ruling held that examiners may state only that the defendant's firearm "cannot be excluded" as the source of the fired bullets or cartridge cases. These studies examined whether these limitations reduce juror conviction rates.
We hypothesized that jurors presented with "consistent with" testimony would render fewer guilty verdicts compared with "identification" testimony. We also hypothesized that the "cannot be excluded" phrasing would result in fewer guilty verdicts than the "consistent with" or "identification" phrases.
Participants were 475 individuals (Study 1: = 147, median age = 36 years, 50% female, 50% male; Study 2: = 328, median age = 41.5 years, 51% female, 49% male) who served as mock jurors. Participants read a criminal trial synopsis involving firearm examiner testimony; each participant was randomly assigned to one of three conditions that varied the conclusion reached by the firearm examiner: "identification," "consistent with," or "cannot be excluded." Participants then rendered a verdict (guilty, not guilty) and rated the probability that the defendant fired the gun. Study 2 included cross-examination to enhance ecological validity.
In Study 1, 65.3% of jurors convicted in the identification condition, 57.4% in the consistent-with condition, and 39.2% in the cannot-be-excluded condition. Study 2 largely replicated these results, with 47.3%, 47.6%, and 32.7% conviction rates, respectively. The "consistent with" phrase did not reduce the conviction rate compared with "identification" in either study.
"Consistent with" did not significantly reduce guilty verdicts compared with definitive identification testimony, suggesting that it may not effectively convey limitations to jurors. Courts may need more robust interventions to limit the persuasive power of forensic firearm identification testimony. (PsycInfo Database Record (c) 2025 APA, all rights reserved).
司法对法医枪支鉴定证词的限制旨在防止作出夸大的结论,即宣称子弹或弹壳与特定枪支之间存在确定匹配(或“识别”)。马里兰州最高法院裁定,鉴定人员只能陈述痕迹与某一特定枪支的痕迹“相符”。另一项司法裁决认为,鉴定人员只能陈述不能排除被告的枪支是发射子弹或弹壳的来源。这些研究调查了这些限制是否会降低陪审员的定罪率。
我们假设,与“识别”证词相比,听到“相符”证词的陪审员作出有罪裁决的情况会更少。我们还假设,“不能排除”的表述会比“相符”或“识别”的表述导致更少的有罪裁决。
参与者为475名担任模拟陪审员的个体(研究1:n = 147,年龄中位数 = 36岁,50%为女性,50%为男性;研究2:n = 328,年龄中位数 = 41.5岁,51%为女性,49%为男性)。参与者阅读了一份涉及枪支鉴定人员证词的刑事审判概要;每位参与者被随机分配到三种条件之一,这些条件在枪支鉴定人员得出的结论上有所不同:“识别”、“相符”或“不能排除”。然后,参与者作出裁决(有罪、无罪)并对被告开枪的可能性进行评分。研究2包括交叉询问,以提高生态效度。
在研究1中,65.3%的陪审员在“识别”条件下定罪,在“相符”条件下为57.4%,在“不能排除”条件下为39.2%。研究2在很大程度上重复了这些结果,定罪率分别为47.3%、47.6%和32.7%。在两项研究中,与“识别”相比,“相符”表述并未降低定罪率。
与确定性识别证词相比,“相符”表述并未显著减少有罪裁决,这表明它可能无法有效地向陪审员传达限制。法院可能需要更有力的干预措施来限制法医枪支鉴定证词的说服力。(PsycInfo数据库记录(c)2025美国心理学会,保留所有权利)