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将离散概率分布拟合到进化事件中。

Fitting discrete probability distributions to evolutionary events.

作者信息

Uzzell T, Corbin K W

出版信息

Science. 1971 Jun 11;172(3988):1089-96. doi: 10.1126/science.172.3988.1089.

Abstract

The assumptions underlying the use of the Poisson distribution are essentially that the probability of an event is small but nearly identical for all occurrences and that the occurrence of an event does not alter the probability of recurrence of such events. These assumptions do not seem to be met for evolutionary events since (i) the probability of fixing nucleotide codon substitutions is not equal for all substitutions at a codon, and probably varies for the same substitution in different lineages; (ii) the probability of fixing codon substitutions varies among positions of a cistron; and (iii) the fixation of a nucleotide codon substitution at one position in a cistron modifies, and may even promote, the fixation of a codon substitution elsewhere along the cistron. Natural selection presumably is the causative factor that acts to modify the probability of a nucleotide codon substitution's being fixed in a population. The use of the negative binomial distribution is consistent with the evidence that selective pressure on amino acid or nucleotide codon positions varies both among codon positions of a cistron and at a particular position during evolutionary time. If the number of fixations of nucleotide codon substitutions per position of cistrons encoding cytochromes c are phyletically inferred (phylogeny based on a paleontological record) rather than phenetically inferred (based on paired comparisons of extant species' differences in the absence of a phylogeny) the distribution of these fixation data cannot be described adequately by a single Poisson distribution. The fit of these same data to a negative binomial distribution is very satisfactory. It has been argued that the fit of phenetically inferred fixation data, which do not take account of parallel or reverse fixations, to the Poisson distribution was supportive evidence for the hypothesis that protein evolution results from the fixation of selectively neutral codon substitutions. This argument now appears to be undercut by the evidence that data on nucleotide codon fixation are more probably distributed according to the negative binomial distribution. The fact that fixation data can be described by a particular discrete probability distribution does not of itself provide insight into the mechanisms of the evolutionary process. However, the facts-(i) that the assumptions underlying the use of the negative binomial distribution adequately deal with the varying probability of fixing amino acid or nucleotide codon substitutions at and among the positions of a cistron and (ii) that the negative binomial distribution provides an excellent fit for the phyletically inferred fixation data-suggest that the negative binomial is a very appropriate discrete probability distribution for describing evolutionary events. Amino acids or their nucleotide codon substitutions may be fixed at a position of a cistron as though selectively neutral relative to the codon being replaced, even though the codon position will not be selectively neutral, since many amino acids cannot function there. The negative binomial distribution treats this situation well whereas a single Poisson distribution could only be satisfactory if all codon positions that could vary were selectively neutral.

摘要

泊松分布使用背后的假设本质上是,一个事件的概率很小,但对于所有发生情况几乎相同,并且一个事件的发生不会改变此类事件再次发生的概率。对于进化事件而言,这些假设似乎并不成立,因为:(i)在一个密码子处,固定核苷酸密码子替换的概率对于所有替换并不相等,并且对于不同谱系中的相同替换可能也有所不同;(ii)固定密码子替换的概率在顺反子的不同位置之间存在差异;(iii)顺反子中一个位置上核苷酸密码子替换的固定会改变,甚至可能促进顺反子其他位置上密码子替换的固定。自然选择大概是起到改变核苷酸密码子替换在种群中被固定的概率的 causative 因素。负二项分布的使用与这样的证据一致,即对氨基酸或核苷酸密码子位置的选择压力在进化时间内,在顺反子的密码子位置之间以及在特定位置上都是变化的。如果根据系统发育推断(基于古生物学记录的系统发育)而不是根据表型推断(基于在没有系统发育的情况下现存物种差异的成对比较)来推断编码细胞色素 c 的顺反子每个位置上核苷酸密码子替换的固定数量,那么这些固定数据的分布不能用单一的泊松分布充分描述。这些相同的数据与负二项分布的拟合非常令人满意。有人认为,表型推断的固定数据(未考虑平行或反向固定)与泊松分布的拟合是蛋白质进化源于选择性中性密码子替换固定这一假设的支持性证据。现在,这一论点似乎因核苷酸密码子固定数据更可能根据负二项分布分布的证据而受到削弱。固定数据可以用特定离散概率分布来描述这一事实本身并不能深入了解进化过程的机制。然而,以下事实:(i)负二项分布使用背后的假设充分处理了在顺反子位置处以及不同位置之间固定氨基酸或核苷酸密码子替换的变化概率;(ii)负二项分布对系统发育推断的固定数据提供了极好的拟合,表明负二项分布是描述进化事件的非常合适的离散概率分布。氨基酸或其核苷酸密码子替换可能在顺反子的一个位置上被固定,就好像相对于被替换的密码子是选择性中性的,尽管密码子位置并非选择性中性,因为许多氨基酸在那里无法发挥作用。负二项分布能很好地处理这种情况,而单一的泊松分布只有在所有可能变化的密码子位置都是选择性中性时才会令人满意。

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