Hawks J, Hunley K, Lee S H, Wolpoff M
Department of Anthropology, University of Utah, USA.
Mol Biol Evol. 2000 Jan;17(1):2-22. doi: 10.1093/oxfordjournals.molbev.a026233.
We review the anatomical and archaeological evidence for an early population bottleneck in humans and bracket the time when it could have occurred. We outline the subsequent demographic changes that the archaeological evidence of range expansions and contractions address, and we examine how inbreeding effective population size provides an alternative view of past population size change. This addresses the question of other, more recent, population size bottlenecks, and we review nonrecombining and recombining genetic systems that may reflect them. We examine how these genetic data constrain the possibility of significant population size bottlenecks (i.e., of sufficiently small size and/or long duration to minimize genetic variation in autosomal and haploid systems) at several different critical times in human history. Different constraints appear in nonrecombining and recombining systems, and among the autosomal loci most are incompatible with any Pleistocene population size expansions. Microsatellite data seem to show Pleistocene population size expansions, but in aggregate they are difficult to interpret because different microsatellite studies do not show the same expansion. The archaeological data are only compatible with a few of these analyses, most prominently with data from Alu elements, and we use these facts to question whether the view of the past from analysis of inbreeding effective population size is valid. Finally, we examine the issue of whether inbreeding effective population size provides any reasonable measure of the actual past size of the human species. We contend that if the evidence of a population size bottleneck early in the evolution of our lineage is accepted, most genetic data either lack the resolution to address subsequent changes in the human population or do not meet the assumptions required to do so validly. It is our conclusion that, at the moment, genetic data cannot disprove a simple model of exponential population growth following a bottleneck 2 MYA at the origin of our lineage and extending through the Pleistocene. Archaeological and paleontological data indicate that this model is too oversimplified to be an accurate reflection of detailed population history, and therefore we find that genetic data lack the resolution to validly reflect many details of Pleistocene human population change. However, there is one detail that these data are sufficient to address. Both genetic and anthropological data are incompatible with the hypothesis of a recent population size bottleneck. Such an event would be expected to leave a significant mark across numerous genetic loci and observable anatomical traits, but while some subsets of data are compatible with a recent population size bottleneck, there is no consistently expressed effect that can be found across the range where it should appear, and this absence disproves the hypothesis.
我们回顾了有关人类早期种群瓶颈的解剖学和考古学证据,并确定了其可能发生的时间范围。我们概述了随后范围扩张和收缩的考古学证据所涉及的人口变化,并研究了近亲繁殖有效种群大小如何提供过去种群大小变化的另一种视角。这解决了其他更近的种群大小瓶颈问题,我们还回顾了可能反映这些瓶颈的非重组和重组遗传系统。我们研究了这些遗传数据如何限制人类历史上几个不同关键时期出现显著种群大小瓶颈(即足够小的规模和/或足够长的持续时间,以最小化常染色体和单倍体系统中的遗传变异)的可能性。非重组和重组系统中出现了不同的限制,在常染色体基因座中,大多数与任何更新世种群大小扩张都不兼容。微卫星数据似乎显示了更新世种群大小的扩张,但总体而言它们难以解释,因为不同的微卫星研究并未显示出相同的扩张情况。考古学数据仅与其中一些分析结果相符,最显著的是与来自Alu元件的数据相符,我们利用这些事实来质疑通过分析近亲繁殖有效种群大小得出的过去观点是否有效。最后,我们研究了近亲繁殖有效种群大小是否能合理衡量人类物种过去的实际规模这一问题。我们认为,如果接受我们谱系进化早期存在种群大小瓶颈的证据,那么大多数遗传数据要么缺乏解决人类种群后续变化的分辨率,要么不符合有效进行此类分析所需的假设。我们的结论是,目前,遗传数据无法反驳一个简单的模型,即我们谱系起源于200万年前的瓶颈之后,一直到更新世都呈指数级种群增长。考古学和古生物学数据表明,这个模型过于简单,无法准确反映详细的种群历史,因此我们发现遗传数据缺乏有效反映更新世人类种群变化许多细节的分辨率。然而,有一个细节这些数据足以说明。遗传数据和人类学数据都与近期种群大小瓶颈的假设不相符。这样一个事件预计会在众多基因座和可观察到的解剖特征上留下显著痕迹,但虽然部分数据子集与近期种群大小瓶颈相符,但在其应出现的范围内却没有能始终一致表现出来的效应,这种缺失反驳了这一假设。