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适应性设计、知情同意与研究伦理

Adaptive designs, informed consent, and the ethics of research.

作者信息

Pullman D, Wang X

机构信息

Faculty of Medicine, Memorial University of Newfoundland, St. John's, Newfoundland, Canada.

出版信息

Control Clin Trials. 2001 Jun;22(3):203-10. doi: 10.1016/s0197-2456(01)00122-2.

Abstract

The ethical tension in research design is often characterized as that between individual and collective ethics. While adaptive clinical trials (ACTs) are generally considered to be more sensitive to individual ethics, the concomitant loss of statistical power associated with them is often used to justify randomized clinical trials (RCTs). This paper challenges this characterization of the central ethical problem in research design. It argues that the key consideration in clinical research hinges on the process of informed consent. When the research context is such that the subject is able to provide informed consent, RCTs can be justified and may be required. However, in desperate medical situations the process of informed consent is often undermined. It is argued that in such situations ACTs are ethically required. We introduce "the principle of interchangeability" and argue that it must be satisfied if research in desperate medical situations is to be justified.

摘要

研究设计中的伦理困境通常被描述为个人伦理与集体伦理之间的冲突。虽然适应性临床试验(ACTs)通常被认为对个人伦理更为敏感,但与之相关的统计效力的损失常常被用来为随机对照试验(RCTs)辩护。本文对这种关于研究设计核心伦理问题的描述提出了质疑。文章认为,临床研究的关键考量在于知情同意的过程。当研究背景使受试者能够提供知情同意时,随机对照试验是合理的,甚至可能是必要的。然而,在危急的医疗情况下,知情同意的过程往往会受到破坏。本文认为,在这种情况下,适应性临床试验在伦理上是必要的。我们引入了“可互换性原则”,并认为,如果要证明在危急医疗情况下进行的研究是合理的,就必须满足这一原则。

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