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对适合进行深部脑刺激的帕金森病患者进行丘脑底核谷氨酸脱羧酶基因转移。

Subthalamic GAD gene transfer in Parkinson disease patients who are candidates for deep brain stimulation.

作者信息

During M J, Kaplitt M G, Stern M B, Eidelberg D

出版信息

Hum Gene Ther. 2001 Aug 10;12(12):1589-91.

Abstract

This gene transfer experiment is the first Parkinson's Disease (PD) protocol to be submitted to the Recombinant DNA Advisory Committee. The principal investigators have uniquely focused their careers on both pre-clinical work on gene transfer in the brain and clinical expertise in management and surgical treatment of patients with PD. They have extensively used rodent models of PD for proof-of-principle experiments on the utility of different vector systems. PD is an excellent target for gene therapy, because it is a complex acquired disease of unknown etiology (apart from some rare familial cases) yet it is characterized by a specific neuroanatomical pathology, the degeneration of dopamine neurons of the substantia nigra (SN) with loss of dopamine input to the striatum. This pathology results in focal changes in the function of several deep brain nuclei, which have been well-characterized in humans and animal models and which account for many of the motor symptoms of PD. Our original approaches, largely to validate in vivo gene transfer in the brain, were designed to facilitate dopamine transmission in the striatum using an AAV vector expressing dopamine-synthetic enzymes. Although these confirmed the safety and potential efficacy of AAV, complex patient responses to dopamine augmenting medication as well as poor results and complications of human transplant studies suggested that this would be a difficult and potentially dangerous clinical strategy using current approaches. Subsequently, we and others investigated the use of growth factors, including GDNF. These showed some encouraging effects on dopamine neuron survival and regeneration in both rodent and primate models; however, uncertain consequences of long-term growth factor expression and question regarding timing of therapy in the disease course must be resolved before any clinical study can be contemplated. We now propose to infuse into the subthalamic nucleus (STN) recombinant AAV vectors expressing the two isoforms of the enzyme glutamic acid decarboxylase (GAD-65 and GAD-67), which synthesizes the major inhibitory neurotransmitter in the brain, GABA. The STN is a very small nucleus (140 cubic mm or 0.02% of the total brain volume, consisting of approximately 300,000 neurons) which is disinhibited in PD, leading to pathological excitation of its targets, the internal segment of the globus pallidus (GPi) and substantia nigra pars reticulata (SNpr). Increased GPi/SNpr outflow is believed responsible for many of the cardinal symptoms of PD, i.e., tremor, rigidity, bradykinesia, and gait disturbance. A large amount of data based on lesioning, electrical stimulation, and local drug infusion studies with GABA-agonists in human PD patients have reinforced this circuit model of PD and the central role of the STN. Moreover, the closest conventional surgical intervention to our proposal, deep brain stimulation (DBS) of the STN, has shown remarkable efficacy in even late stage PD, unlike the early failures associated with recombinant GDNF infusion or cell transplantation approaches in PD. We believe that our gene transfer strategy will not only palliate symptoms by inhibiting STN activity, as with DBS, but we also have evidence that the vector converts excitatory STN projections to inhibitory projections. This additional dampening of outflow GPi/SNpr outflow may provide an additional advantage over DBS. Moreover, of perhaps the greatest interest, our preclinical data suggests that this strategy may also be neuroprotective, so this therapy may slow the degeneration of dopaminergic neurons. We will use both GAD isoforms since both are typically expressed in inhibitory neurons in the brain, and our data suggest that the combination of both isoforms is likely to be most beneficial. Our preclinical data includes three model systems: (1) old, chronically lesioned parkinsonian rats in which intraSTN GAD gene transfer results not only in improvement in both drug-induced asymmetrical behavior (apomorphine symmetrical rotations), but also in spontaneous behaviors. In our second model, GAD gene transfer precedes the generation of a dopamine lesion. Here GAD gene transfer showed remarkable neuroprotection. Finally, we carried out a study where GAD-65 and GAD-67 were used separately in monkeys that were resistant to MPTP lesioning and hence showed minimal symptomatology. Nevertheless GAD gene transfer showed no adverse effects and small improvements in both Parkinson rating scales and activity measures were obtained. In the proposed clinical trial, all patients will have met criteria for and will have given consent for STN DBS elective surgery. Twenty patients will all receive DBS electrodes, but in addition they will be randomized into two groups, to receive either a solution containing rAAV-GAD, or a solution which consists just of the vector vehicle, physiological saline. Patients, care providers, and physicians will be blind as to which solution any one patient receives. All patients, regardless of group, will agree to not have the DBS activated until the completion and unblinding of the study. Patients will be assessed with a core clinical assessment program modeled on the CAPSIT, and in addition will also undergo a preop and several postop PET scans. At the conclusion of the study, if any patient with sufficient symptomatic improvement will be offered DBS removal if they so desire. Any patients with no benefit will simply have their stimulators activated, which would normally be appropriate therapy for them and which requires no additional operations. If any unforeseen symptoms occur from STN production of GABA, this might be controlled by blocking STN GABA release with DBS, or STN lesioning could be performed using the DBS electrode. Again, this treatment would not subject the patient to additional invasive brain surgery. The trial described here reflects an evolution in our thinking about the best strategy to make a positive impact in Parkinson Disease by minimizing risk and maximizing potential benefit. To our knowledge, this proposal represents the first truly blinded, completely controlled gene or cell therapy study in the brain, which still provides the patient with the same surgical procedure which they would normally receive and should not subject the patient to additional surgical procedures regardless of the success or failure of the study. This study first and foremost aims to maximally serve the safety interests of the individual patient while simultaneously serving the public interest in rigorously determining in a scientific fashion if gene therapy can be effective to any degree in treating Parkinson's disease.

摘要

这项基因转移实验是提交给重组DNA咨询委员会的首个帕金森病(PD)方案。主要研究者们在其职业生涯中独特地专注于脑内基因转移的临床前研究以及PD患者管理和外科治疗的临床专业知识。他们广泛使用PD啮齿动物模型进行不同载体系统效用的原理验证实验。PD是基因治疗的一个极佳靶点,因为它是一种病因不明的复杂后天性疾病(除了一些罕见的家族性病例),但其特征是具有特定的神经解剖病理学,即黑质(SN)多巴胺神经元变性,纹状体多巴胺输入丧失。这种病理学导致几个深部脑核功能的局灶性改变,这些改变在人类和动物模型中已得到充分表征,并且是PD许多运动症状的原因。我们最初的方法主要是为了验证脑内的体内基因转移,旨在使用表达多巴胺合成酶的腺相关病毒(AAV)载体促进纹状体中的多巴胺传递。尽管这些方法证实了AAV的安全性和潜在疗效,但患者对多巴胺增强药物的复杂反应以及人类移植研究的不良结果和并发症表明,使用当前方法这将是一种困难且潜在危险的临床策略。随后,我们和其他人研究了生长因子的使用,包括胶质细胞源性神经营养因子(GDNF)。这些在啮齿动物和灵长类动物模型中对多巴胺神经元存活和再生显示出一些令人鼓舞的效果;然而,在考虑任何临床研究之前必须解决长期生长因子表达的不确定后果以及疾病进程中治疗时机的问题。我们现在提议将表达谷氨酸脱羧酶(GAD - 65和GAD - 67)两种同工型的重组AAV载体注入丘脑底核(STN),该酶合成脑中主要的抑制性神经递质γ - 氨基丁酸(GABA)。STN是一个非常小的核(140立方毫米或占全脑体积的0.02%,由大约30万个神经元组成),在PD中它的抑制作用减弱,导致其靶点苍白球内侧部(GPi)和黑质网状部(SNpr)的病理性兴奋。据信GPi/SNpr流出增加是PD许多主要症状的原因,即震颤、僵硬、运动迟缓以及步态障碍。基于对人类PD患者进行的损伤、电刺激和局部药物注入研究的大量数据强化了PD的这种回路模型以及STN的核心作用。此外,与我们的提议最接近的传统外科干预,即STN的深部脑刺激(DBS),在晚期PD中也显示出显著疗效,这与PD中重组GDNF注入或细胞移植方法早期的失败情况不同。我们相信我们的基因转移策略不仅会像DBS一样通过抑制STN活动来缓解症状,而且我们还有证据表明该载体将兴奋性的STN投射转变为抑制性投射。这种对GPi/SNpr流出的额外抑制可能比DBS具有额外优势。此外,也许最令人感兴趣的是,我们的临床前数据表明这种策略也可能具有神经保护作用,因此这种治疗可能会减缓多巴胺能神经元变性。我们将使用两种GAD同工型,因为它们通常都在脑中的抑制性神经元中表达,并且我们的数据表明两种同工型的组合可能最有益。我们的临床前数据包括三个模型系统:(1)年老的、长期损伤的帕金森大鼠,其中向STN内进行GAD基因转移不仅导致药物诱导的不对称行为(阿扑吗啡对称旋转)改善,而且还导致自发行为改善。在我们的第二个模型中,GAD基因转移在多巴胺损伤产生之前进行。在这里,GAD基因转移显示出显著的神经保护作用。最后,我们进行了一项研究,在对1 - 甲基 - 4 - 苯基 - 1,2,3,6 - 四氢吡啶(MPTP)损伤有抗性且因此症状轻微的猴子中分别使用GAD - 65和GAD - 67。然而,GAD基因转移没有显示出不良反应,并且在帕金森评分量表和活动测量方面都有小的改善。在所提议的临床试验中,所有患者将符合STN DBS择期手术的标准并已给予同意。20名患者都将接受DBS电极,但此外他们将被随机分为两组,分别接受含有重组腺相关病毒 - GAD(rAAV - GAD)的溶液或仅由载体媒介物生理盐水组成的溶液。患者、护理人员和医生将对任何一名患者接受哪种溶液不知情。所有患者,无论组别如何,在研究完成和揭盲之前都将同意不激活DBS。患者将通过基于CAPSIT的核心临床评估程序进行评估,此外还将接受术前和术后几次正电子发射断层扫描(PET)。在研究结束时,如果任何有足够症状改善的患者希望,将为其提供DBS移除。任何没有受益的患者将简单地激活他们的刺激器,这通常对他们是合适的治疗方法并且不需要额外的手术。如果由于STN产生GABA而出现任何不可预见的症状,这可以通过用DBS阻断STN GABA释放来控制,或者可以使用DBS电极进行STN损伤。同样,这种治疗不会使患者接受额外的侵入性脑部手术。这里描述的试验反映了我们在思考通过最小化风险和最大化潜在益处对帕金森病产生积极影响的最佳策略方面的演变。据我们所知,该提议代表了首次在脑中进行的真正双盲、完全对照的基因或细胞治疗研究,该研究仍然为患者提供他们通常会接受的相同外科手术,并且无论研究成功与否都不应使患者接受额外外科手术。这项研究首先旨在最大程度地服务于个体患者的安全利益,同时服务于公众利益,即以科学方式严格确定基因治疗在治疗帕金森病方面是否能在任何程度上有效。

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