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心脏外科手术报告卡:全面综述与统计学批判

Cardiac surgery report cards: comprehensive review and statistical critique.

作者信息

Shahian D M, Normand S L, Torchiana D F, Lewis S M, Pastore J O, Kuntz R E, Dreyer P I

机构信息

Department of Thoracic and Cardiovascular Surgery, Lahey Clinic, Burlington, Massachusetts 01805, USA.

出版信息

Ann Thorac Surg. 2001 Dec;72(6):2155-68. doi: 10.1016/s0003-4975(01)03222-2.

Abstract

Public report cards and confidential, collaborative peer education represent distinctly different approaches to cardiac surgery quality assessment and improvement. This review discusses the controversies regarding their methodology and relative effectiveness. Report cards have been the more commonly used approach, typically as a result of state legislation. They are based on the presumption that publication of outcomes effectively motivates providers, and that market forces will reward higher quality. Numerous studies have challenged the validity of these hypotheses. Furthermore, although states with report cards have reported significant decreases in risk-adjusted mortality, it is unclear whether this improvement resulted from public disclosure or, rather, from the development of internal quality programs by hospitals. An additional confounding factor is the nationwide decline in heart surgery mortality, including states without quality monitoring. Finally, report cards may engender negative behaviors such as high-risk case avoidance and "gaming" of the reporting system, especially if individual surgeon results are published. The alternative approach, continuous quality improvement, may provide an opportunity to enhance performance and reduce interprovider variability while avoiding the unintended negative consequences of report cards. This collaborative method, which uses exchange visits between programs and determination of best practice, has been highly effective in northern New England and in the Veterans Affairs Administration. However, despite their potential advantages, quality programs based solely on confidential continuous quality improvement do not address the issue of public accountability. For this reason, some states may continue to mandate report cards. In such instances, it is imperative that appropriate statistical techniques and report formats are used, and that professional organizations simultaneously implement continuous quality improvement programs. The statistical methodology underlying current report cards is flawed, and does not justify the degree of accuracy presented to the public. All existing risk-adjustment methods have substantial inherent imprecision, and this is compounded when the results of such patient-level models are aggregated and used inappropriately to assess provider performance. Specific problems include sample size differences, clustering of observations, multiple comparisons, and failure to account for the random component of interprovider variability. We advocate the use of hierarchical or multilevel statistical models to address these concerns, as well as report formats that emphasize the statistical uncertainty of the results.

摘要

公开的成绩单以及保密的协作式同行教育代表了心脏手术质量评估与改进的截然不同的方法。本综述讨论了有关其方法和相对有效性的争议。成绩单一直是更常用的方法,通常是由于州立法。它们基于这样的假设,即公布结果能有效激励医疗服务提供者,且市场力量会奖励更高质量。众多研究对这些假设的有效性提出了质疑。此外,尽管有成绩单的州报告风险调整后的死亡率显著下降,但尚不清楚这种改善是源于公开披露,还是源于医院内部质量项目的发展。另一个混杂因素是全国心脏手术死亡率的下降,包括那些没有质量监测的州。最后,成绩单可能会引发负面行为,如规避高风险病例和对报告系统的“操纵”,尤其是在公布个体外科医生的结果时。另一种方法,即持续质量改进,可能提供一个提高绩效和减少医疗服务提供者之间差异的机会,同时避免成绩单带来的意外负面后果。这种协作方法利用项目之间的交流访问和最佳实践的确定,在新英格兰北部和退伍军人事务部非常有效。然而,尽管它们有潜在优势,但仅基于保密的持续质量改进的质量项目并不能解决公共问责问题。因此,一些州可能会继续强制要求使用成绩单。在这种情况下,必须使用适当的统计技术和报告格式,并且专业组织要同时实施持续质量改进项目。当前成绩单所依据的统计方法存在缺陷,无法证明向公众呈现的准确程度是合理的。所有现有的风险调整方法都有很大的固有不精确性,当这种患者层面模型的结果被汇总并不适当地用于评估医疗服务提供者的绩效时,这种不精确性会更加严重。具体问题包括样本量差异、观察值的聚类、多重比较以及未能考虑医疗服务提供者之间差异的随机成分。我们提倡使用分层或多级统计模型来解决这些问题,以及强调结果统计不确定性的报告格式。

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