Davis Deborah, Follette William C
Department of Psychology, University of Nevada, Reno 89557, USA.
Law Hum Behav. 2002 Apr;26(2):133-58. doi: 10.1023/a:1014693024962.
It is argued that American courts may be routinely admitting evidence with little to no probative value and great potential for prejudicial impact. This may be particularly likely with regard to what is essentially "intuitive profiling" or "stereotype" related evidence, defined herein as evidence suggesting that the defendant (or other party), or his (her) behavior, fits intuitive "profiles" (or stereotypes) of the type of person likely to commit the crime or behavior in question. In other words, "intuitive profiling" evidence is admitted to "postdict" behavior Formal empirically based "profiling" evidence (testimony regarding the fit of a defendants characteristics or behaviors to formal or scientific profiles of the typical perpetrator of the crime in question) for use to prove guilt is inadmissible in American courts. However, we suggest that everyday use of informal intuitive profiles underlies both judicial determinations of probative value (diagnosticity), and thus admissibility, of evidence, and jurors' use of the evidence in determining guilt. Demonstrations of the use of base rate information to evaluate the probative value of such intuitive profiling evidence both as evidence of guilt and as evidence of innocence are provided. Demonstrations of both how to evaluate the actual probative value of evidence (when all necessary values are known), and the theoretical limit of its probative value (in circumstances where some values are not known) are provided. It is argued that such evaluations may provide the basis for (1) support of motions to either admit or to exclude evidence, (2) testimony to the jury to help them weigh or interpret evidence, (3) exculpatory profiling (profiling evidence of innocence), (4) pretrial research to establish probative versus prejudicial value of evidence, and (5) sufficiency analyses to determine maximum likelihood of guilt, given multiple items of evidence. Among these, the first two are considered most important, as it can be demonstrated that many "profiling" characteristics currently admitted in trial (such as evidence of battery to support a murder charge) are not probative of guilt.
有人认为,美国法院可能经常采纳几乎没有证明价值且极有可能产生偏见性影响的证据。对于本质上与“直觉侧写”或“刻板印象”相关的证据而言,情况可能尤其如此,本文将其定义为表明被告(或其他当事人)或其行为符合可能实施相关犯罪或行为的人的直觉“侧写”(或刻板印象)的证据。换句话说,“直觉侧写”证据被用来“事后推断”行为。在美国法院,基于正式实证的“侧写”证据(关于被告的特征或行为与相关犯罪典型犯罪者的正式或科学侧写的匹配度的证词)用于证明有罪是不可采纳的。然而,我们认为,日常对非正式直觉侧写的运用是司法对证据证明价值(诊断性)进而对证据可采性的判定以及陪审员在判定有罪时对证据的运用的基础。文中提供了利用基础概率信息来评估此类直觉侧写证据作为有罪证据和无罪证据的证明价值的示例。还提供了如何评估证据的实际证明价值(当所有必要值已知时)以及其证明价值的理论极限(在某些值未知的情况下)的示例。有人认为,此类评估可为以下方面提供依据:(1)支持采纳或排除证据的动议;(2)向陪审团提供证词以帮助他们权衡或解释证据;(3)无罪侧写(无罪的侧写证据);(4)审前研究以确定证据的证明价值与偏见性价值;(5)充分性分析以确定在有多项证据的情况下有罪的最大可能性。其中,前两项被认为最为重要,因为可以证明目前在审判中采纳的许多“侧写”特征(例如支持谋杀指控的殴打证据)并不能证明有罪。