Kim Scott Y H, Cox Christopher, Caine Eric D
Department of Psychiatry, University of Rochester School of Medicne and Dentistry, NY 14642, USA.
Am J Psychiatry. 2002 May;159(5):797-802. doi: 10.1176/appi.ajp.159.5.797.
Ethical concerns persist over research participation of decisionally impaired persons, such as those suffering from Alzheimer's disease. Such persons may be poor judges of the burdens and risks of specific research protocols. Since even decisionally incapacitated persons cannot be enrolled in studies against their objection, their preferences convey important ethical information. The authors examined the effects of cognitive and decisional impairment on willingness to participate in research among persons with Alzheimer's disease.
Cognitive status, decision-making ability, and willingness to participate in four hypothetical research protocols of varying risk/benefit profiles were measured in 34 subjects with mild to mild/moderate Alzheimer's disease and 14 healthy elderly comparison subjects. Univariate and multivariate methods were used to analyze the effects of impairment in cognitive and decision-making abilities on willingness to participate in research.
There were no differences in willingness to participate found between the Alzheimer's and the healthy comparison subjects for three of the four hypothetical protocols. In both groups, willingness declined as risk increased. Within the Alzheimer's disease group, the presence of greater decisional impairment tended to predict less willingness to participate in research, even after adjusting for cognitive impairment, gender, and education.
Persons with decisional impairment due to Alzheimer's disease are as a group able to distinguish between research protocols of varying risk/benefit profiles. Because declining decision-making abilities may predict declining willingness to participate in research, informed consent procedures for Alzheimer's disease research should be sensitive to this possibility.
对于诸如阿尔茨海默病患者这类决策能力受损者参与研究,伦理问题一直存在。这类人群可能难以判断特定研究方案的负担和风险。由于即使是无决策能力的人也不能违背其意愿被纳入研究,他们的偏好传达了重要的伦理信息。作者研究了认知和决策障碍对阿尔茨海默病患者参与研究意愿的影响。
对34名轻度至轻度/中度阿尔茨海默病患者和14名健康老年对照者测量了认知状态、决策能力以及参与四个风险/获益情况各异的假设性研究方案的意愿。采用单变量和多变量方法分析认知和决策能力障碍对参与研究意愿的影响。
在四个假设性方案中的三个方案上,阿尔茨海默病患者组和健康对照者组在参与意愿上没有差异。在两组中,随着风险增加,参与意愿均下降。在阿尔茨海默病组内,即使在对认知障碍、性别和教育程度进行校正后,决策障碍程度较高往往预示着参与研究的意愿较低。
因阿尔茨海默病导致决策障碍的人群总体上能够区分不同风险/获益情况的研究方案。由于决策能力下降可能预示参与研究的意愿下降,阿尔茨海默病研究的知情同意程序应考虑到这种可能性。