Thompson Steven K, Collins Linda M
Department of Statistics, The Pennsylvania State University, University Park, PA 16802, USA.
Drug Alcohol Depend. 2002 Nov;68 Suppl 1:S57-67. doi: 10.1016/s0376-8716(02)00215-6.
This article introduces adaptive sampling designs to substance use researchers. Adaptive sampling is particularly useful when the population of interest is rare, unevenly distributed, hidden, or hard to reach. Examples of such populations are injection drug users, individuals at high risk for HIV/AIDS, and young adolescents who are nicotine dependent. In conventional sampling, the sampling design is based entirely on a priori information, and is fixed before the study begins. By contrast, in adaptive sampling, the sampling design adapts based on observations made during the survey; for example, drug users may be asked to refer other drug users to the researcher. In the present article several adaptive sampling designs are discussed. Link-tracing designs such as snowball sampling, random walk methods, and network sampling are described, along with adaptive allocation and adaptive cluster sampling. It is stressed that special estimation procedures taking the sampling design into account are needed when adaptive sampling has been used. These procedures yield estimates that are considerably better than conventional estimates. For rare and clustered populations adaptive designs can give substantial gains in efficiency over conventional designs, and for hidden populations link-tracing and other adaptive procedures may provide the only practical way to obtain a sample large enough for the study objectives.
本文向药物使用研究人员介绍了适应性抽样设计。当目标人群稀少、分布不均、隐匿或难以接触到时,适应性抽样特别有用。这类人群的例子包括注射吸毒者、艾滋病毒/艾滋病高危个体以及对尼古丁有依赖的青少年。在传统抽样中,抽样设计完全基于先验信息,且在研究开始前就已确定。相比之下,在适应性抽样中,抽样设计会根据调查过程中的观察结果进行调整;例如,可能会要求吸毒者将其他吸毒者介绍给研究人员。本文讨论了几种适应性抽样设计。描述了诸如雪球抽样、随机游走方法和网络抽样等链接追踪设计,以及适应性分配和适应性整群抽样。需要强调的是,在使用适应性抽样时,需要采用考虑抽样设计的特殊估计程序。这些程序得出的估计值比传统估计值要好得多。对于稀少且聚集的人群,适应性设计相比传统设计可在效率上大幅提高,而对于隐匿人群,链接追踪和其他适应性程序可能是获得足够大样本以实现研究目标的唯一可行方法。