Davis Nicole, Pohlman Anne, Gehlbach Brian, Kress John P, McAtee Jane, Herlitz Jean, Hall Jesse
Section of Pulmonary and Critical Care Medicine, the Pritzker School of Medicine, and the Office of Risk Management, University of Chicago, Chicago, Ill 60637, USA.
JAMA. 2003 Apr 16;289(15):1963-8. doi: 10.1001/jama.289.15.1963.
Invasive procedures are often performed emergently in the intensive care unit (ICU), and patients or their proxies may not be available to provide informed consent. Little is known about the effectiveness of intensivists in obtaining informed consent.
To describe the nature of informed consent in the ICU and to determine if simple interventions could enhance the process.
DESIGN, SETTING, AND PATIENTS: Prospective study of 2 cohorts of consecutively admitted patients (N = 270) in a 16-bed ICU at a university hospital. All patients admitted to the ICU during the baseline period from November 1, 2001, to December 31, 2001, and during the intervention period from March 1, 2002, to April 30, 2002, were included.
A hospital-approved universal consent form for 8 commonly performed procedures (arterial catheter, central venous catheter, pulmonary artery catheter, or peripherally inserted central catheter placement; lumbar puncture; thoracentesis; paracentesis; and intubation/mechanical ventilation) was administered to patients or proxies. Handouts describing each procedure were available in the ICU waiting area. Physicians and nurses were introduced to the universal consent form during orientation to the ICU.
Incidence of informed consent for invasive procedures at baseline and after intervention; whether the patient or proxy provided informed consent; and understanding by the consenter of the procedure as determined by the responses on a questionnaire.
Fifty-three percent of procedures (155/292) were performed after consent had been obtained during the baseline period compared with 90% (308/340) during the intervention period (absolute difference, 37.4%; P<.001). During baseline, the majority (71.6%; 111/155) of consents were provided by proxies. This was also the case during the intervention period in which 65.6% (202/308) of consents were provided by proxies (absolute difference, 6.0%; P =.23). Comprehension by consenters of indications for and risks of the procedures was high and not different between the 2 periods (P =.75).
Invasive procedures are frequent in the ICU and consent for them is often obtained by proxy. Providing a universal consent form to patients, proxies, and health care clinicians significantly increased the frequency with which consent was obtained without compromising comprehension of the process by the consenter.
侵入性操作常在重症监护病房(ICU)紧急进行,患者或其代理人可能无法提供知情同意。关于重症监护医生获取知情同意的有效性知之甚少。
描述ICU中知情同意的性质,并确定简单干预措施是否能改善这一过程。
设计、地点和患者:对一家大学医院16张床位的ICU中连续收治的2组患者(N = 270)进行前瞻性研究。纳入2001年11月1日至2001年12月31日基线期以及2002年3月1日至2002年4月30日干预期内在该ICU收治的所有患者。
向患者或其代理人发放一份经医院批准的针对8种常见操作(动脉导管、中心静脉导管、肺动脉导管或经外周静脉穿刺中心静脉置管;腰椎穿刺;胸腔穿刺;腹腔穿刺;以及插管/机械通气)的通用同意书。在ICU等候区提供描述每种操作的资料手册。在医生和护士进入ICU实习时向他们介绍通用同意书。
基线期和干预期后侵入性操作的知情同意发生率;患者或其代理人是否提供了知情同意;以及根据问卷回答确定同意者对操作的理解情况。
基线期在获得同意后进行的操作占53%(155/292),而干预期这一比例为90%(308/340)(绝对差异为37.4%;P<0.001)。基线期,大多数同意(71.6%;111/155)由代理人提供。干预期情况也是如此,其中65.6%(202/308)的同意由代理人提供(绝对差异为6.0%;P = 0.23)。同意者对操作适应症和风险的理解程度较高,两个时期之间无差异(P = 0.75)。
侵入性操作在ICU中很常见,且通常由代理人获取同意。向患者、代理人及医护人员提供通用同意书显著提高了获得同意的频率,同时不影响同意者对这一过程的理解。