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深入探究基因组

Reaching through the genome.

作者信息

Eisenberg Rebecca S

机构信息

University of Michigan Law School, Ann Arbor, Michigan 48109, USA.

出版信息

Adv Genet. 2003;50:209-30; discussion 507-10. doi: 10.1016/s0065-2660(03)50010-4.

Abstract

Advances in genomics research have called forth new strategies for patenting DNA sequences. Gene patenting, which began inconspicuously in the early days of the biotechnology industry in the 1970s and 1980s, did not generate significant public controversy until the advent of high-throughput DNA sequencing in the 1990s. By this point, it was such a well-established practice that categorical challenges to the patentability of DNA seemed quaint and out of touch. Yet something was plainly different. In the early days, patenting genes looked like patenting drugs. By the early 1990s, it looked more like patenting scientific information. We have a reasonably clear story about why we should issue patents on drugs; the case for issuing patents on scientific information is less clear. Patents on research discoveries arising far upstream from end-product development threaten the interests of research scientists, who fear impediments to the free use and dissemination of new discoveries, and of downstream product developers, who fear that they will be foreclosed from pursuing certain research and development (R&D) pathways or that their profits will be diluted by the claims of upstream predecessors. At the same time, it is not obvious how upstream patent owners might use patents to capture the value that their discoveries contribute to downstream product development, particularly in the face of concerted resistance to sharing the wealth. This strategic challenge is leading upstream innovators to pursue novel patent claiming and licensing approaches that raise unresolved doctrinal and policy questions.

摘要

基因组学研究的进展催生了对DNA序列进行专利保护的新策略。基因专利在20世纪70年代和80年代生物技术产业早期悄然兴起,直到20世纪90年代高通量DNA测序出现才引发重大公众争议。此时,基因专利已是既定做法,对DNA可专利性的绝对质疑显得古怪且脱节。然而,明显存在不同之处。早期,基因专利类似药物专利。到20世纪90年代初,它更像是对科学信息的专利。我们对为何要为药物授予专利有相当清晰的认识;而为科学信息授予专利的理由则不那么明确。对最终产品开发上游很远阶段的研究发现授予专利,威胁到研究科学家的利益,他们担心新发现的自由使用和传播受到阻碍,也威胁到下游产品开发者的利益,他们担心自己会被排除在某些研发途径之外,或者担心其利润会被上游先行者的专利主张稀释。与此同时,上游专利所有者如何利用专利获取其发现对下游产品开发所做贡献的价值并不明显,尤其是在面临对财富共享的一致抵制时。这一战略挑战正促使上游创新者寻求新颖的专利主张和许可方式,从而引发了尚未解决的理论和政策问题。

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