Zhou Baojing, Ligneres Vincent L, Carter Emily A
Department of Chemistry and Biochemistry, University of California-Los Angeles, Los Angeles, CA 90095-1569, USA.
J Chem Phys. 2005 Jan 22;122(4):44103. doi: 10.1063/1.1834563.
The essential challenge in orbital-free density functional theory (OF-DFT) is to construct accurate kinetic energy density functionals (KEDFs) with general applicability (i.e., transferability). During the last decade, several linear-response (LR)-based KEDFs have been proposed. Among them, the Wang-Govind-Carter (WGC) KEDF, containing a density-dependent response kernel, is one of the most accurate that still affords a linear scaling algorithm. For nearly-free-electron-like metals such as Al and its alloys, OF-DFT employing the WGC KEDF produces bulk properties in good agreement with orbital-based Kohn-Sham (KS) DFT predictions. However, when OF-DFT, using the WGC KEDF combined with a recently proposed bulk-derived local pseudopotential (BLPS), was applied to semiconducting and metallic phases of Si, problems arose with convergence of the self-consistent density and energy, leading to poor results. Here we provide evidence that the convergence problem is very likely caused by the use of a truncated Taylor series expansion of the WGC response kernel. Moreover, we show that a defect in the ansatz for the first-order reduced density matrix underlying the LR KEDFs limits the accuracy of these KEDFs. By optimizing the two free parameters involved in the WGC KEDF, the two-body Fermi wave vector mixing parameter gamma and the reference density rho* used in the Taylor expansion, OF-DFT calculations with the BLPS can achieve semiquantitative results for nine phases of bulk silicon. These new parameters are recommended whenever the WGC KEDF is used to study nonmetallic systems.
无轨道密度泛函理论(OF-DFT)的核心挑战在于构建具有广泛适用性(即可转移性)的精确动能密度泛函(KEDF)。在过去十年中,已经提出了几种基于线性响应(LR)的KEDF。其中,包含密度依赖响应核的Wang-Govind-Carter(WGC)KEDF是最精确的之一,并且仍然提供线性缩放算法。对于诸如Al及其合金等近自由电子类金属,采用WGC KEDF的OF-DFT产生的体性质与基于轨道的Kohn-Sham(KS)DFT预测结果吻合良好。然而,当将使用WGC KEDF并结合最近提出的体相衍生局部赝势(BLPS)的OF-DFT应用于Si的半导体和金属相时,自洽密度和能量的收敛出现问题,导致结果不佳。在此我们提供证据表明,收敛问题很可能是由WGC响应核的截断泰勒级数展开的使用引起的。此外,我们表明,LR KEDF所基于的一阶约化密度矩阵的假设中的缺陷限制了这些KEDF的准确性。通过优化WGC KEDF中涉及的两个自由参数,即两体费米波矢混合参数gamma和泰勒展开中使用的参考密度rho*,使用BLPS的OF-DFT计算可以对体硅的九个相实现半定量结果。每当使用WGC KEDF研究非金属系统时,都推荐使用这些新参数。