van Houwelingen Hans C, van de Velde Cornelis J H, Stijnen Theo
Department of Medical Statistics, Leiden University Medical Center, RC Leiden, The Netherlands.
Stat Med. 2005 Sep 30;24(18):2823-35. doi: 10.1002/sim.2248.
We consider interim analyses in clinical trials or observational studies with a time-to-event outcome variable where the survival curves are compared using the hazard ratio resulting from a proportional hazards (PH) model or tested with the logrank test or another two-sample test. We show and illustrate with an example that if the PH assumption is violated, the results of interim analyses can be heavily biased. This is due to the fact that the censoring pattern in interim analyses can be completely different from the final analysis. We argue that, when the PH assumption is violated, interim analyses are only sensible if a fixed time horizon for the final analysis is specified, and at the time of the interim analysis sufficient information is available over the whole time interval up to the horizon. We show how the bias can then be remedied by introducing in the estimation and testing procedures an appropriate weighting that reflects the weights to be expected in the final analysis. The consequences for design and analysis are discussed and some practical recommendations are given.
我们考虑在具有事件发生时间作为结局变量的临床试验或观察性研究中进行期中分析,其中使用比例风险(PH)模型得出的风险比比较生存曲线,或使用对数秩检验或其他两样本检验进行检验。我们通过一个例子展示并说明,如果违反了PH假设,期中分析的结果可能会有严重偏差。这是因为期中分析中的删失模式可能与最终分析完全不同。我们认为,当违反PH假设时,只有在为最终分析指定了固定的时间范围,并且在进行期中分析时,在直至该时间范围的整个时间间隔内有足够信息可用时,期中分析才是合理的。我们展示了如何通过在估计和检验程序中引入适当的权重来纠正偏差,该权重反映了最终分析中预期的权重。讨论了对设计和分析的影响并给出了一些实用建议。