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使用Cox回归模型对聚类分组生存数据进行多水平建模:在抗逆转录病毒治疗牙齿修复中的应用

Multilevel modelling of clustered grouped survival data using Cox regression model: an application to ART dental restorations.

作者信息

Wong May C M, Lam K F, Lo Edward C M

机构信息

Dental Public Health, Faculty of Dentistry, The University of Hong Kong, 34 Hospital Road, Hong Kong.

出版信息

Stat Med. 2006 Feb 15;25(3):447-57. doi: 10.1002/sim.2235.

Abstract

In some controlled clinical trials in dental research, multiple failure time data from the same patient are frequently observed that result in clustered multiple failure time. Moreover, the treatments are often delivered by more than one operator and thus the multiple failure times are clustered according to a multilevel structure when the operator effects are assumed to be random. In practice, it is often too expensive or even impossible to monitor the study subjects continuously, but they are examined periodically at some regular pre-scheduled visits. Hence, discrete or grouped clustered failure time data are collected. The aim of this paper is to illustrate the use of the Monte Carlo Markov chain (MCMC) approach and non-informative prior in a Bayesian framework to mimic the maximum likelihood (ML) estimation in a frequentist approach in multilevel modelling of clustered grouped survival data. A three-level model with additive variance components model for the random effects is considered in this paper. Both the grouped proportional hazards model and the dynamic logistic regression model are used. The approximate intra-cluster correlation of the log failure times can be estimated when the grouped proportional hazards model is used. The statistical package WinBUGS is adopted to estimate the parameter of interest based on the MCMC method. The models and method are applied to a data set obtained from a prospective clinical study on a cohort of Chinese school children that atraumatic restorative treatment (ART) restorations were placed on permanent teeth with carious lesions. Altogether 284 ART restorations were placed by five dentists and clinical status of the ART restorations was evaluated annually for 6 years after placement, thus clustered grouped failure times of the restorations were recorded. Results based on the grouped proportional hazards model revealed that clustering effect among the log failure times of the different restorations from the same child was fairly strong (corr(child)=0.55) but the effects attributed to the dentists could be regarded as negligible (corr(dentist)=0.03). Gender and the location of the restoration were found to have no effects on the failure times and no difference in failure times was found between small restorations placed on molars and non-molars. Large restorations placed on molars were found to have shorter failure times compared to small restorations. The estimates of the baseline parameters were increasing indicating increasing hazard rates from interval 1 to 6. Results based on the logistic regression models were similar. In conclusion, the use of the MCMC approach and non-informative prior in a Bayesian framework to mimic the ML estimation in a frequentist approach in multilevel modelling of clustered grouped survival data can be easily applied with the use of the software WinBUGS.

摘要

在一些牙科研究的对照临床试验中,经常会观察到来自同一患者的多个失效时间数据,从而导致出现聚类的多个失效时间。此外,治疗通常由不止一名操作人员进行,因此当假定操作人员效应为随机时,多个失效时间会根据多级结构进行聚类。在实际中,持续监测研究对象往往过于昂贵甚至不可能实现,但会在一些预先安排好的定期访视中对他们进行定期检查。因此,会收集离散或分组的聚类失效时间数据。本文的目的是说明在贝叶斯框架下使用蒙特卡罗马尔可夫链(MCMC)方法和非信息先验来模拟频率学派方法中在聚类分组生存数据的多级建模中的最大似然(ML)估计。本文考虑了一个具有随机效应的加性方差分量模型的三级模型。同时使用了分组比例风险模型和动态逻辑回归模型。当使用分组比例风险模型时,可以估计对数失效时间的近似组内相关性。采用统计软件WinBUGS基于MCMC方法估计感兴趣的参数。这些模型和方法应用于从一项针对中国学龄儿童队列的前瞻性临床研究中获得的数据集,该研究对患有龋损的恒牙进行了非创伤性修复治疗(ART)修复。共有5名牙医放置了284个ART修复体,并在放置后的6年中每年评估ART修复体的临床状况,从而记录了修复体的聚类分组失效时间。基于分组比例风险模型的结果显示,来自同一儿童的不同修复体的对数失效时间之间的聚类效应相当强(corr(儿童)=0.55),但归因于牙医的效应可视为可忽略不计(corr(牙医)=0.03)。发现性别和修复体位置对失效时间没有影响,并且在磨牙和非磨牙上放置的小修复体之间的失效时间没有差异。发现与小修复体相比,在磨牙上放置的大修复体的失效时间更短。基线参数的估计值在增加,表明从第1期到第6期风险率在增加。基于逻辑回归模型的结果相似。总之,在贝叶斯框架下使用MCMC方法和非信息先验来模拟频率学派方法中在聚类分组生存数据的多级建模中的ML估计,可以通过使用软件WinBUGS轻松应用。

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