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量刑适格:历史、比较与实践综述

Fitness to be sentenced: a historical, comparative and practical review.

作者信息

Manson Allan

机构信息

Faculty of Law, Queen's University, Kingston, Ontario, Canada.

出版信息

Int J Law Psychiatry. 2006 Jul-Aug;29(4):262-80. doi: 10.1016/j.ijlp.2005.06.002. Epub 2006 May 24.

Abstract

A Canadian judicial decision recently held that a person convicted of a criminal offence who suffered a substantial deterioration in mental condition since the trial could be found unfit to be sentenced. The court based its conclusion on both historical arguments and the Canadian Charter of Rights and Freedoms. There are compelling justifications for recognizing this concept. The paper looks at the history of fitness and how the sentencing phase became disconnected from claims of unfitness in the late 19th century. It then considers theoretical justifications based on fairness, viewing sentencing as a moral discourse, and the effect of the Canadian Charter of Rights and Freedoms. Because of the number of practical questions that need to be addressed before implementing a concept of unfitness at the sentencing stage, the paper looks at some common law jurisdictions for guidance: Australia, New Zealand, and the American states of New York, Illinois, Connecticut, and Ohio. From these comparisons comes the idea of a "provisional cap". That is, the recognition of unfitness at the sentencing stage should be followed by a form of sentencing that takes into account the gravity of the offence, the prosecutor's position, any relevant aggravating or mitigating factors that can be adduced, and then results in a "provisional" sentence, whether custodial or community-based, which stays in effect until the offender becomes fit. The paper ends with a model that incorporates this approach while providing both that offenders will be confined, if necessary, in hospitals and not prisons, and also that the dispositions will be reviewed annually to ensure that the least restrictive and least onerous sanctions are imposed.

摘要

加拿大最近一项司法判决认为,自审判以来精神状况严重恶化的刑事犯罪定罪者可能被认定为不适合被判刑。法院的结论基于历史论据和《加拿大权利和自由宪章》。承认这一概念有令人信服的理由。本文探讨了适合性的历史以及量刑阶段在19世纪后期如何与不适合性的主张脱节。然后,它考虑了基于公平的理论依据,将量刑视为一种道德论述,以及《加拿大权利和自由宪章》的影响。由于在量刑阶段实施不适合性概念之前需要解决一些实际问题,本文考察了一些普通法司法管辖区以获取指导:澳大利亚、新西兰以及美国的纽约州、伊利诺伊州、康涅狄格州和俄亥俄州。通过这些比较得出了“临时上限”的概念。也就是说,在量刑阶段承认不适合性之后,应采用一种量刑形式,这种形式要考虑到罪行的严重性、检察官的立场、任何可提出的相关加重或减轻因素,然后得出一个“临时”判决,无论是监禁判决还是社区判决,该判决在罪犯恢复适合性之前一直有效。本文最后提出了一个模型,该模型纳入了这种方法,同时规定如有必要,罪犯将被关押在医院而非监狱,并规定每年对处置情况进行审查,以确保实施限制最少、负担最轻的制裁。

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